| 1 |
UBS Group AG |
2,510,098 |
11,848,000 |
26.74% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,506,618 |
7,111,000 |
16.05% |
|
|
| 3 |
Saba Capital Management, L.P. |
1,333,140 |
6,292,000 |
14.20% |
|
|
| 4 |
Invesco Ltd. |
526,506 |
2,485,000 |
5.61% |
|
|
| 5 |
MORGAN STANLEY |
497,609 |
2,349,000 |
5.30% |
|
|
| 6 |
Carlson Capital, L.P. |
333,333 |
1,573,000 |
3.55% |
|
|
| 7 |
Laurion Capital Management LP |
306,702 |
1,448,000 |
3.27% |
|
|
| 8 |
BANK OF MONTREAL /CAN/ |
300,000 |
1,416,000 |
3.20% |
|
|
| 9 |
ENVESTNET ASSET MANAGEMENT INC |
297,963 |
1,406,000 |
3.17% |
|
|
| 10 |
GOFEN & GLOSSBERG LLC /IL/ |
292,500 |
1,381,000 |
3.12% |
|
|
| 11 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
196,634 |
928,000 |
2.09% |
|
|
| 12 |
Cambridge Investment Research Advisors, Inc. |
180,436 |
852,000 |
1.92% |
|
|
| 13 |
GUGGENHEIM CAPITAL LLC |
170,597 |
805,000 |
1.82% |
|
|
| 14 |
WELLS FARGO & COMPANY/MN |
122,375 |
577,000 |
1.30% |
|
|
| 15 |
Investors Capital Advisory Services |
102,707 |
484,000 |
1.09% |
|
|
| 16 |
Fort Point Capital Partners LLC |
79,516 |
375,000 |
0.85% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
67,344 |
318,000 |
0.72% |
|
|
| 18 |
ADVISOR GROUP, INC. |
43,050 |
202,000 |
0.46% |
|
|
| 19 |
Maryland Capital Management |
41,900 |
197,000 |
0.44% |
|
|
| 20 |
WEDBUSH SECURITIES INC |
33,402 |
158,000 |
0.36% |
|
|
| 21 |
Capital Investment Advisors, LLC |
32,567 |
154,000 |
0.35% |
|
|
| 22 |
TRUIST FINANCIAL CORP |
30,450 |
144,000 |
0.32% |
|
|
| 23 |
LPL Financial LLC |
29,720 |
140,000 |
0.32% |
|
|
| 24 |
Granite Investment Advisors, LLC |
28,900 |
136,000 |
0.31% |
|
|
| 25 |
Private Advisor Group, LLC |
28,742 |
136,000 |
0.31% |
|
|
| 26 |
Raymond James Financial Services Advisors, Inc. |
27,718 |
131,000 |
0.30% |
|
|
| 27 |
Pine River Capital Management L.P. |
22,791 |
108,000 |
0.24% |
|
|
| 28 |
Commonwealth Equity Services, Inc |
21,897 |
103,000 |
0.23% |
|
|
| 29 |
RAYMOND JAMES & ASSOCIATES |
21,015 |
99,000 |
0.22% |
|
|
| 30 |
INVESTMENT CENTERS OF AMERICA INC |
16,200 |
77,000 |
0.17% |
|
|
| 31 |
SII INVESTMENTS INC/WI |
16,174 |
74,000 |
0.17% |
|
|
| 32 |
Horizon Kinetics LLC |
14,400 |
68,000 |
0.15% |
|
|
| 33 |
STIFEL FINANCIAL CORP |
14,108 |
67,000 |
0.15% |
|
|
| 34 |
AMERICAN NATIONAL BANK & TRUST |
14,000 |
66,000 |
0.15% |
|
|
| 35 |
STRATEGIC FINANCIAL GROUP, LLC |
13,684 |
65,000 |
0.15% |
|
PRN |
| 36 |
Tradewinds Global Investors, LLC |
13,353 |
63,000 |
0.14% |
|
|
| 37 |
Gilman Hill Asset Management, LLC |
12,500 |
59,000 |
0.13% |
|
|
| 38 |
PNC FINANCIAL SERVICES GROUP, INC. |
12,370 |
58,000 |
0.13% |
|
|
| 39 |
Shaker Financial Services, LLC |
12,000 |
57,000 |
0.13% |
|
|
| 40 |
STEEL GROVE CAPITAL ADVISORS, LLC |
10,323 |
49,000 |
0.11% |
|
|
| 41 |
CITIGROUP INC |
9,477 |
45,000 |
0.10% |
|
|
| 42 |
Sandy Spring Bank |
8,000 |
38,000 |
0.09% |
|
|
| 43 |
IFP ADVISORS, INC |
7,100 |
34,000 |
0.08% |
|
|
| 44 |
Livingston Group Asset Management CO (operating as Southport Capital Management) |
7,259 |
34,000 |
0.08% |
|
|
| 45 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
5,861 |
28,000 |
0.06% |
|
|
| 46 |
WFG Advisors, LP |
4,900 |
23,000 |
0.05% |
|
|
| 47 |
Advisors Asset Management, Inc. |
3,598 |
17,000 |
0.04% |
|
|
| 48 |
D.A. DAVIDSON & CO. |
3,000 |
14,000 |
0.03% |
|
|
| 49 |
ROYAL BANK OF CANADA |
1,293 |
6,000 |
0.01% |
|
|
| 50 |
MSI Financial Services Inc |
1,090 |
5,000 |
0.01% |
|
|
