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WESTERN ASSET MGD HI INCM FD
WESTERN ASSET MGD HI INCM FD . Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 51 Institutional holders with a total value of $64,925,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CWM, LLC 900 4,000 0.01%
2 TCI Wealth Advisors, Inc. 1,400 6,000 0.01%
3 GUPTA WEALTH MANAGEMENT LLC 2,378 11,000 0.02%
4 D.A. DAVIDSON & CO. 3,000 13,000 0.02%
5 DEUTSCHE BANK AG\ 3,400 15,000 0.02%
6 Advisors Asset Management, Inc. 3,598 16,000 0.02%
7 WFG Advisors, LP 4,900 22,000 0.03%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,738 25,000 0.04%
9 Sandy Spring Bank 8,000 36,000 0.06%
10 PNC FINANCIAL SERVICES GROUP, INC. 8,000 36,000 0.06%
11 STEEL GROVE CAPITAL ADVISORS, LLC 10,323 46,000 0.07%
12 MSI Financial Services Inc 10,748 48,000 0.07%
13 AMERICAN NATIONAL BANK & TRUST 14,000 63,000 0.10%
14 RELIANCE TRUST CO OF DELAWARE 14,407 64,000 0.10%
15 SII INVESTMENTS INC/WI 14,174 64,000 0.10%
16 Virtu KCG Holdings LLC 15,353 69,000 0.11%
17 Commonwealth Equity Services, Inc 18,773 84,000 0.13%
18 Gilman Hill Asset Management, LLC 20,000 89,000 0.14%
19 Horizon Kinetics LLC 22,200 99,000 0.15%
20 Granite Investment Advisors, LLC 28,900 129,000 0.20%
21 ROYAL BANK OF CANADA 29,450 132,000 0.20%
22 Kamunting Street Capital Management, L.P. 32,279 144,000 0.22%
23 Creative Planning 35,079 157,000 0.24%
24 Capital Investment Advisors, LLC 36,977 165,000 0.25%
25 WEDBUSH SECURITIES INC 37,608 168,000 0.26%
26 Maryland Capital Management 41,900 187,000 0.29%
27 CORNERSTONE ADVISORS INC 49,725 222,000 0.34%
28 AMERICAN INTERNATIONAL GROUP, INC. 49,950 224,000 0.35%
29 DOLIVER ADVISORS, LP 54,774 245,000 0.38%
30 CREDIT SUISSE AG/ 85,425 382,000 0.59%
31 BANK OF AMERICA CORP /DE/ 104,738 468,000 0.72%
32 Investors Capital Advisory Services 116,279 519,000 0.80%
33 CITIGROUP INC 136,565 610,000 0.94%
34 LPL Financial LLC 150,750 686,000 1.06%
35 GOFEN & GLOSSBERG LLC /IL/ 161,000 720,000 1.11%
36 PARAMETRIC PORTFOLIO ASSOCIATES LLC 179,415 802,000 1.24%
37 WOLVERINE ASSET MANAGEMENT LLC 229,338 1,025,000 1.58%
38 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 234,177 1,047,000 1.61%
39 GUGGENHEIM CAPITAL LLC 285,938 1,278,000 1.97%
40 ENVESTNET ASSET MANAGEMENT INC 300,162 1,342,000 2.07%
41 AQR ARBITRAGE LLC 311,975 1,395,000 2.15%
42 Carlson Capital, L.P. 333,333 1,490,000 2.29%
43 Pine River Capital Management L.P. 445,258 1,989,000 3.06%
44 Invesco Ltd. 585,959 2,619,000 4.03%
45 MORGAN STANLEY 626,345 2,800,000 4.31%
46 WELLS FARGO & COMPANY/MN 757,441 3,386,000 5.22%
47 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 864,400 3,842,000 5.92%
48 THIRD AVENUE MANAGEMENT LLC 1,025,669 4,585,000 7.06%
49 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,131,307 5,057,000 7.79%
50 UBS Group AG 1,470,652 6,574,000 10.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.