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WESTERN ASSET MTG CAP CORP
WESTERN ASSET MTG CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 103 Institutional holders with a total value of $191,243,818.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ClariVest Asset Management LLC 23 0 0.00%
2 Tower Research Capital LLC (TRC) 70 1,000 0.00%
3 PIEDMONT INVESTMENT ADVISORS INC 163 2,396 0.00%
4 SIMPLEX TRADING, LLC 173 3,000 0.00%
5 AllSquare Wealth Management LLC 700 10,000 0.01%
6 ADVANTAGE INVESTMENT MANAGEMENT, LLC 701 10,000 0.01%
7 B. Riley Wealth Management, Inc. 1,000 14,000 0.01%
8 Camarda Financial Advisors, LLC 1,176 17,000 0.01%
9 NEXT Financial Group, Inc 1,140 17,000 0.01%
10 UBS Group AG 1,200 18,000 0.01% Put
11 TEACHER RETIREMENT SYSTEM OF TEXAS 1,262 19,000 0.01%
12 BlackRock Japan Co. Ltd 1,320 19,000 0.01%
13 BlackRock Finance, Inc. 1,293 19,000 0.01%
14 OFI Advisors LLC 1,631 24,000 0.01%
15 Clearbridge Investments, LLC 1,992 29,000 0.02%
16 Pine River Capital Management L.P. 559,440 30,000 0.02%
17 WELLS FARGO & COMPANY/MN 2,140 31,000 0.02%
18 PRELUDE CAPITAL MANAGEMENT, LLC 2,400 35,000 0.02%
19 MUFG Americas Holdings Corp 3,760 55,000 0.03%
20 B. Riley Wealth Advisors, Inc. 5,792 85,000 0.04%
21 Advisors Asset Management, Inc. 7,008 103,000 0.05%
22 CANADA LIFE ASSURANCE Co 7,300 107,000 0.06%
23 PEAK6 Group LLC 7,523 111,000 0.06%
24 Legal & General Group Plc 7,652 114,000 0.06%
25 BARCLAYS PLC 8,413 117,000 0.06%
26 MSI Financial Services Inc 9,328 137,000 0.07%
27 FIRST FOUNDATION ADVISORS 10,000 147,000 0.08%
28 INSIGHT 2811, INC. 10,050 148,000 0.08%
29 Parkwood LLC 10,180 150,000 0.08%
30 GENERAL MOTORS INVESTMENT MANAGEMENT CORP 10,357 152,000 0.08%
31 GOODWIN DANIEL L 10,970 161,000 0.08%
32 TUDOR INVESTMENT CORP ET AL 11,667 172,000 0.09%
33 Paloma Partners Management Co 12,600 185,000 0.10%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,569 185,000 0.10%
35 HBK INVESTMENTS L P 12,900 190,000 0.10%
36 STRS OHIO 14,300 210,000 0.11%
37 Edge Wealth Management LLC 15,000 221,000 0.12%
38 CAPITAL FUND MANAGEMENT S.A. 15,551 229,000 0.12%
39 GROUP ONE TRADING LLC 15,628 230,000 0.12%
40 PRICE T ROWE ASSOCIATES INC /MD/ 17,222 253,000 0.13%
41 GSA CAPITAL PARTNERS LLP 17,268 254,000 0.13%
42 VOYA INVESTMENT MANAGEMENT LLC 17,344 255,000 0.13%
43 PEAK6 Group LLC 17,600 259,000 0.14% Call
44 CITADEL ADVISORS LLC 19,759 290,000 0.15%
45 PEAK6 Group LLC 19,800 291,000 0.15% Put
46 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 23,498 345,000 0.18%
47 UBS Group AG 23,870 351,000 0.18%
48 Invesco Ltd. 24,612 362,000 0.19%
49 ROYAL BANK OF CANADA 25,817 379,000 0.20%
50 WELLINGTON MANAGEMENT GROUP LLP 26,465 389,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.