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WESTERN ASSET MTG CAP CORP
WESTERN ASSET MTG CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 96 Institutional holders with a total value of $124,320,187.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Nationwide Fund Advisors 27,862 262,000 0.21%
52 MANUFACTURERS LIFE INSURANCE COMPANY, THE 27,839 261,000 0.21%
53 WELLS FARGO & COMPANY/MN 24,143 227,000 0.18%
54 AMERICAN INTERNATIONAL GROUP, INC. 23,569 221,313 0.18%
55 BLACKROCK ADVISORS LLC 22,925 215,000 0.17%
56 ROYAL BANK OF CANADA 22,394 210,000 0.17%
57 Aperio Group, LLC 22,225 209,000 0.17%
58 PEAK6 Group LLC 22,000 207,000 0.17% Put
59 FIRST TRUST ADVISORS LP 21,677 204,000 0.16%
60 Raymond James Financial Services Advisors, Inc. 21,354 201,000 0.16%
61 VOYA INVESTMENT MANAGEMENT LLC 19,588 184,000 0.15%
62 FOX RUN MANAGEMENT, L.L.C. 18,200 171,000 0.14%
63 BlackRock Group LTD 17,072 161,000 0.13%
64 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,280 143,000 0.12%
65 BBR PARTNERS, LLC 14,251 134,000 0.11%
66 BlackRock Finance, Inc. 13,799 131,000 0.11%
67 STRS OHIO 13,900 130,000 0.10%
68 GOODWIN DANIEL L 10,970 103,000 0.08%
69 LPL Financial LLC 10,854 101,000 0.08%
70 Spot Trading L.L.C 10,000 94,000 0.08% Put
71 Spot Trading L.L.C 8,879 83,000 0.07%
72 Legal & General Group Plc 8,135 75,000 0.06%
73 CANADA LIFE ASSURANCE Co 7,300 68,000 0.05%
74 PEAK6 Group LLC 6,000 56,000 0.05% Call
75 TEACHER RETIREMENT SYSTEM OF TEXAS 5,859 55,000 0.04%
76 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 5,075 48,000 0.04%
77 IFP ADVISORS, INC 4,632 43,000 0.03%
78 ADVISOR GROUP, INC. 4,242 38,000 0.03%
79 CUTLER GROUP LLC / CA 9,900 32,000 0.03% Put
80 FIFTH THIRD BANCORP 3,300 31,000 0.02%
81 BELLWETHER INVESTMENT GROUP, LLC 2,608 24,000 0.02%
82 US BANCORP \DE\ 2,209 21,000 0.02%
83 PANAGORA ASSET MANAGEMENT INC 1,879 18,000 0.01%
84 BNP PARIBAS FINANCIAL MARKETS 1,584 14,874 0.01%
85 Zurcher Kantonalbank (Zurich Cantonalbank) 1,380 13,000 0.01%
86 Spot Trading L.L.C 1,300 12,000 0.01% Call
87 MSI Financial Services Inc 1,267 12,000 0.01%
88 Pine River Capital Management L.P. 559,440 8,000 0.01%
89 BARCLAYS PLC 700 7,000 0.01%
90 SIMPLEX TRADING, LLC 577 5,000 0.00%
91 PENSERRA CAPITAL MANAGEMENT LLC 481 5,000 0.00%
92 ADVANTAGE INVESTMENT MANAGEMENT, LLC 450 4,000 0.00%
93 Bluefin Trading, LLC 74,600 2,000 0.00% Call
94 PNC FINANCIAL SERVICES GROUP, INC. 158 1,000 0.00%
95 ClariVest Asset Management LLC 23 0 0.00%
96 CUTLER GROUP LLC / CA 200 0 0.00% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.