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WESTERN ASSET MUN HI INCM FD
WESTERN ASSET MUN HI INCM FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 44 Institutional holders with a total value of $18,002,978.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 580,467 4,214,000 23.41%
2 GUGGENHEIM CAPITAL LLC 274,937 1,996,000 11.09%
3 MORGAN STANLEY 226,112 1,642,000 9.12%
4 UBS AG 206,893 1,502,000 8.34%
5 RAYMOND JAMES & ASSOCIATES 123,362 896,000 4.98%
6 Fragasso Financial Advisors Inc 86,795 630,132 3.50%
7 LPL Financial LLC 82,411 600,000 3.33%
8 Invesco Ltd. 75,430 548,000 3.04%
9 BANK OF AMERICA CORP /DE/ 75,085 545,000 3.03%
10 Capital Investment Advisors, LLC 73,747 535,000 2.97%
11 WELLS FARGO & COMPANY/MN 62,145 452,000 2.51%
12 GOLDMAN SACHS GROUP INC 60,187 437,000 2.43%
13 MSI Financial Services Inc 47,763 347,000 1.93%
14 Raymond James Financial Services Advisors, Inc. 47,228 343,000 1.91%
15 AQR CAPITAL MANAGEMENT LLC 33,079 240,000 1.33%
16 ROYAL BANK OF CANADA 32,883 239,000 1.33%
17 UNITED CAPITAL FINANCIAL ADVISORS, LLC 29,712 216,000 1.20%
18 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 28,128 204,000 1.13%
19 Gilman Hill Asset Management, LLC 27,500 200,000 1.11%
20 PARAMETRIC PORTFOLIO ASSOCIATES LLC 27,278 198,000 1.10%
21 WEDBUSH SECURITIES INC 26,736 194,000 1.08%
22 Cambridge Investment Research Advisors, Inc. 26,673 194,000 1.08%
23 Janney Montgomery Scott LLC 21,000 152,460 0.85%
24 FIRST TRUST ADVISORS LP 20,538 149,000 0.83%
25 Brown Advisory Securities, LLC 20,195 148,000 0.82%
26 VAN ECK ASSOCIATES CORP 20,187 147,000 0.82%
27 Commonwealth Equity Services, Inc 20,170 146,000 0.81%
28 Global Endowment Management, LP 17,900 130,000 0.72%
29 USCA RIA LLC 16,552 120,000 0.67%
30 ENVESTNET ASSET MANAGEMENT INC 14,908 108,000 0.60%
31 AMERICAN INTERNATIONAL GROUP, INC. 13,414 97,386 0.54%
32 DOLIVER ADVISORS, LP 11,620 84,000 0.47%
33 Dalton Investments, Inc. 11,415 83,000 0.46%
34 Bridgecreek Investment Management, LLC 10,000 73,000 0.41%
35 WFG Advisors, LP 6,788 49,000 0.27%
36 US BANCORP \DE\ 6,812 49,000 0.27%
37 BENJAMIN F. EDWARDS & COMPANY, INC. 3,435 25,000 0.14%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,000 22,000 0.12%
39 Clearbridge Investments, LLC 2,250 16,000 0.09%
40 Tradewinds Capital Management, LLC 1,772 13,000 0.07%
41 FIFTH THIRD BANCORP 1,662 12,000 0.07%
42 CITIGROUP INC 635 5,000 0.03%
43 Tower Research Capital LLC (TRC) 183 1,000 0.01%
44 WEALTHCARE CAPITAL MANAGEMENT LLC 155 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.