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WESTERN ASSET MUN HI INCM FD
WESTERN ASSET MUN HI INCM FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 35 Institutional holders with a total value of $13,180,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Raymond James Financial Services Advisors, Inc. 406,505 2,915,000 22.12%
2 MORGAN STANLEY 259,637 1,861,000 14.12%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 180,968 1,298,000 9.85%
4 RAYMOND JAMES & ASSOCIATES 179,000 1,283,000 9.73%
5 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 125,225 898,000 6.81%
6 UBS Group AG 113,209 812,000 6.16%
7 LPL Financial LLC 69,991 501,000 3.80%
8 Commonwealth Equity Services, Inc 59,679 428,000 3.25%
9 Brown Advisory Securities, LLC 55,404 396,000 3.00%
10 BANK OF AMERICA CORP /DE/ 55,225 396,000 3.00%
11 WELLS FARGO & COMPANY/MN 50,470 362,000 2.75%
12 VAN ECK ASSOCIATES CORP 44,369 318,000 2.41%
13 Curi Capital, LLC 38,325 275,000 2.09%
14 ROYAL BANK OF CANADA 26,324 189,000 1.43%
15 Gilman Hill Asset Management, LLC 25,000 179,000 1.36%
16 WFG Advisors, LP 17,133 123,000 0.93%
17 BB&T SECURITIES, LLC 13,799 109,000 0.83%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,764 106,000 0.80%
19 BAIRD FINANCIAL GROUP, INC. 14,516 104,000 0.79%
20 Cambridge Investment Research Advisors, Inc. 13,759 99,000 0.75%
21 Global Endowment Management, LP 13,425 96,000 0.73%
22 Squarepoint Ops LLC 12,700 91,000 0.69%
23 Sigma Planning Corp 12,576 90,000 0.68%
24 Janney Montgomery Scott LLC 10,000 72,000 0.55%
25 US BANCORP \DE\ 6,812 49,000 0.37%
26 ADVISOR GROUP, INC. 3,414 24,000 0.18%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,000 22,000 0.17%
28 WOLVERINE ASSET MANAGEMENT LLC 3,171 22,000 0.17%
29 Clearbridge Investments, LLC 2,250 16,000 0.12%
30 PNC FINANCIAL SERVICES GROUP, INC. 2,079 15,000 0.11%
31 FIFTH THIRD BANCORP 1,662 12,000 0.09%
32 Tradewinds Capital Management, LLC 967 7,000 0.05%
33 CITIGROUP INC 688 5,000 0.04%
34 D.A. DAVIDSON & CO. 650 4,000 0.03%
35 Tower Research Capital LLC (TRC) 435 3,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.