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WESTERN ASSET MUN HI INCM FD
WESTERN ASSET MUN HI INCM FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 36 Institutional holders with a total value of $14,324,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Raymond James Financial Services Advisors, Inc. 300,899 2,347,000 16.39%
2 Advisors Asset Management, Inc. 195,222 1,523,000 10.63%
3 MORGAN STANLEY 171,863 1,340,000 9.35%
4 RAYMOND JAMES & ASSOCIATES 148,151 1,156,000 8.07%
5 LPL Financial LLC 145,020 1,138,000 7.94%
6 UBS Group AG 127,745 997,000 6.96%
7 UNITED CAPITAL FINANCIAL ADVISORS, LLC 96,054 749,000 5.23%
8 ENVESTNET ASSET MANAGEMENT INC 93,316 728,000 5.08%
9 Capital Investment Advisors, LLC 73,112 570,000 3.98%
10 Cambridge Investment Research Advisors, Inc. 55,292 431,000 3.01%
11 BANK OF AMERICA CORP /DE/ 54,457 425,000 2.97%
12 WELLS FARGO & COMPANY/MN 53,686 419,000 2.93%
13 Brown Advisory Securities, LLC 38,159 299,000 2.09%
14 ROYAL BANK OF CANADA 34,624 270,000 1.88%
15 USCA RIA LLC 33,551 262,000 1.83%
16 WEDBUSH SECURITIES INC 28,324 221,000 1.54%
17 VAN ECK ASSOCIATES CORP 26,536 207,000 1.45%
18 Gilman Hill Asset Management, LLC 25,000 195,000 1.36%
19 Commonwealth Equity Services, Inc 19,612 153,000 1.07%
20 Global Endowment Management, LP 17,900 140,000 0.98%
21 ANCORA PRIVATE WEALTH ADVISORS, LLC 15,864 124,000 0.87%
22 BAIRD FINANCIAL GROUP, INC. 15,375 120,000 0.84%
23 Janney Montgomery Scott LLC 15,000 117,000 0.82%
24 Sigma Planning Corp 13,786 108,000 0.75%
25 AMERICAN INTERNATIONAL GROUP, INC. 13,414 105,000 0.73%
26 US BANCORP \DE\ 6,812 53,000 0.37%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,000 23,000 0.16%
28 Clearbridge Investments, LLC 2,250 18,000 0.13%
29 BENJAMIN F. EDWARDS & COMPANY, INC. 2,300 18,000 0.13%
30 PNC FINANCIAL SERVICES GROUP, INC. 2,035 16,000 0.11%
31 CAPTRUST FINANCIAL ADVISORS 1,895 15,000 0.10%
32 Tradewinds Capital Management, LLC 1,772 14,000 0.10%
33 FIFTH THIRD BANCORP 1,662 13,000 0.09%
34 CITIGROUP INC 660 5,000 0.03%
35 MSI Financial Services Inc 400 3,000 0.02%
36 Tower Research Capital LLC (TRC) 300 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.