Dark
Light
System
Security
WESTERN
WESTERN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 36 Institutional holders with a total value of $16,357,629.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 524,204 4,089,000 25.00%
2 GUGGENHEIM CAPITAL LLC 216,180 1,686,000 10.31%
3 MORGAN STANLEY 209,880 1,637,000 10.01%
4 UBS Group AG 201,693 1,573,000 9.62%
5 RAYMOND JAMES & ASSOCIATES 140,363 1,095,000 6.69%
6 LPL Financial LLC 78,499 613,000 3.75%
7 Capital Investment Advisors, LLC 137,159 575,000 3.52%
8 BANK OF AMERICA CORP /DE/ 64,150 500,000 3.06%
9 GOLDMAN SACHS GROUP INC 56,499 441,000 2.70%
10 UNITED CAPITAL FINANCIAL ADVISORS, LLC 53,380 420,000 2.57%
11 WELLS FARGO & COMPANY/MN 50,839 396,000 2.42%
12 ENVESTNET ASSET MANAGEMENT INC 47,819 373,000 2.28%
13 Cambridge Investment Research Advisors, Inc. 43,877 342,000 2.09%
14 MSI Financial Services Inc 43,509 339,000 2.07%
15 ROYAL BANK OF CANADA 38,424 300,000 1.83%
16 Brown Advisory Securities, LLC 32,934 259,000 1.58%
17 WEDBUSH SECURITIES INC 27,357 213,000 1.30%
18 Gilman Hill Asset Management, LLC 25,000 195,000 1.19%
19 VAN ECK ASSOCIATES CORP 24,308 190,000 1.16%
20 Commonwealth Equity Services, Inc 18,942 148,000 0.90%
21 Global Endowment Management, LP 17,900 140,000 0.86%
22 USCA RIA LLC 16,552 129,000 0.79%
23 Janney Montgomery Scott LLC 16,000 125,000 0.76%
24 Sigma Planning Corp 15,089 118,000 0.72%
25 AMERICAN INTERNATIONAL GROUP, INC. 13,414 104,629 0.64%
26 Robert W. Baird & Co. Inc 11,336 88,000 0.54%
27 Bridgecreek Investment Management, LLC 10,000 78,000 0.48%
28 US BANCORP \DE\ 6,812 53,000 0.32%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,000 46,000 0.28%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 3,435 27,000 0.17%
31 Clearbridge Investments, LLC 2,250 18,000 0.11%
32 Tradewinds Capital Management, LLC 1,772 14,000 0.09%
33 FIFTH THIRD BANCORP 1,662 13,000 0.08%
34 PNC FINANCIAL SERVICES GROUP, INC. 1,000 8,000 0.05%
35 CITIGROUP INC 1,025 8,000 0.05%
36 Tower Research Capital LLC (TRC) 504 4,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.