| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Third Security, LLC | 1,158,788 | 4,612,000 | 53.77% | ||
| 2 | Broadfin Capital, LLC | 552,000 | 2,197,000 | 25.62% | ||
| 3 | MSD Partners, L.P. | 202,909 | 808,000 | 9.42% | ||
| 4 | PERCEPTIVE ADVISORS LLC | 74,800 | 298,000 | 3.47% | ||
| 5 | VANGUARD GROUP INC | 68,531 | 274,000 | 3.19% | ||
| 6 | RA CAPITAL MANAGEMENT, L.P. | 53,600 | 213,000 | 2.48% | ||
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 17,690 | 70,000 | 0.82% | ||
| 8 | Janney Montgomery Scott LLC | 16,163 | 64,000 | 0.75% | ||
| 9 | MORGAN STANLEY | 6,241 | 25,000 | 0.29% | ||
| 10 | DEUTSCHE BANK AG\ | 2,442 | 9,000 | 0.10% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 811 | 3,000 | 0.03% | ||
| 12 | BlackRock Fund Advisors | 502 | 2,000 | 0.02% | ||
| 13 | Tower Research Capital LLC (TRC) | 438 | 2,000 | 0.02% | ||
| 14 | UBS Group AG | 28 | 0 | 0.00% | ||
| 15 | Creative Planning | 2 | 0 | 0.00% | ||
| 16 | TCI Wealth Advisors, Inc. | 100 | 0 | 0.00% | ||
| 17 | WELLS FARGO & COMPANY/MN | 14 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
