| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Third Security, LLC | 1,158,788 | 4,577,000 | 50.94% | ||
| 2 | Broadfin Capital, LLC | 552,000 | 2,180,000 | 24.26% | ||
| 3 | MSD Partners, L.P. | 273,510 | 1,080,000 | 12.02% | ||
| 4 | ARMISTICE CAPITAL, LLC | 93,850 | 371,000 | 4.13% | ||
| 5 | PERCEPTIVE ADVISORS LLC | 80,000 | 316,000 | 3.52% | ||
| 6 | RA CAPITAL MANAGEMENT, L.P. | 65,100 | 257,000 | 2.86% | ||
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 17,690 | 69,000 | 0.77% | ||
| 8 | Janney Montgomery Scott LLC | 16,163 | 64,000 | 0.71% | ||
| 9 | MILLENNIUM MANAGEMENT LLC | 10,186 | 40,000 | 0.45% | ||
| 10 | MORGAN STANLEY | 4,000 | 16,000 | 0.18% | ||
| 11 | CITIGROUP INC | 1,600 | 6,000 | 0.07% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 811 | 3,000 | 0.03% | ||
| 13 | TCI Wealth Advisors, Inc. | 650 | 3,000 | 0.03% | ||
| 14 | Walleye Trading LLC | 600 | 2,000 | 0.02% | ||
| 15 | Tower Research Capital LLC (TRC) | 255 | 1,000 | 0.01% | ||
| 16 | UBS Group AG | 28 | 0 | 0.00% | ||
| 17 | Creative Planning | 2 | 0 | 0.00% | ||
| 18 | WELLS FARGO & COMPANY/MN | 14 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
