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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 23 Institutional holders with a total value of $37,208,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 723,834 12,269,000 32.97%
2 BANK OF AMERICA CORP /DE/ 653,709 11,081,000 29.78%
3 LPL Financial LLC 335,318 5,573,000 14.98%
4 UBS Group AG 108,113 1,833,000 4.93%
5 Raymond James Financial Services Advisors, Inc. 104,890 1,778,000 4.78%
6 Madden Advisory Services, Inc. 73,070 1,238,000 3.33%
7 CITADEL ADVISORS LLC 46,421 787,000 2.12%
8 RAYMOND JAMES & ASSOCIATES 32,014 543,000 1.46%
9 ROYAL BANK OF CANADA 26,901 456,000 1.23%
10 AMERICAN INTERNATIONAL GROUP, INC. 15,377 261,000 0.70%
11 Koshinski Asset Management, Inc. 13,650 231,000 0.62%
12 Commonwealth Equity Services, Inc 13,057 221,000 0.59%
13 B. Riley Wealth Advisors, Inc. 12,540 213,000 0.57%
14 JANE STREET GROUP, LLC 11,081 188,000 0.51%
15 Janney Montgomery Scott LLC 11,020 187,000 0.50%
16 CITIGROUP INC 10,100 171,000 0.46%
17 IFP ADVISORS, INC 7,829 133,000 0.36%
18 MSI Financial Services Inc 1,359 23,000 0.06%
19 BENJAMIN F. EDWARDS & COMPANY, INC. 500 8,000 0.02%
20 D.A. DAVIDSON & CO. 322 5,000 0.01%
21 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 300 5,000 0.01% PRN
22 Gradient Investments LLC 251 4,000 0.01%
23 CUTLER GROUP LLC / CA 400 0 0.00% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.