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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 30 Institutional holders with a total value of $43,376,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 914,482 17,851,000 41.15%
2 MORGAN STANLEY 595,810 11,630,000 26.81%
3 UBS Group AG 273,751 5,344,000 12.32%
4 WELLS FARGO & COMPANY/MN 58,622 1,144,000 2.64%
5 Madden Advisory Services, Inc. 48,810 952,000 2.19%
6 Raymond James Financial Services Advisors, Inc. 48,424 945,000 2.18%
7 LPL Financial LLC 47,438 930,000 2.14%
8 ROYAL BANK OF CANADA 46,260 904,000 2.08%
9 RAYMOND JAMES & ASSOCIATES 40,533 791,000 1.82%
10 Stevens First Principles Investment Advisors 35,105 685,000 1.58%
11 CITADEL ADVISORS LLC 20,150 393,000 0.91%
12 CITIGROUP INC 15,300 298,000 0.69%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,007 277,000 0.64%
14 ADVISOR GROUP, INC. 13,846 271,000 0.62%
15 Commonwealth Equity Services, Inc 13,356 261,000 0.60%
16 VICUS CAPITAL 10,510 205,000 0.47%
17 Koshinski Asset Management, Inc. 10,200 199,000 0.46%
18 IFP ADVISORS, INC 6,058 118,000 0.27%
19 MSI Financial Services Inc 1,886 37,000 0.09%
20 BENJAMIN F. EDWARDS & COMPANY, INC. 1,500 29,000 0.07%
21 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 1,411 27,000 0.06%
22 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,120 22,000 0.05%
23 GLOBAL RETIREMENT PARTNERS, LLC 977 19,000 0.04%
24 CUTLER GROUP LLC / CA 700 13,000 0.03%
25 D.A. DAVIDSON & CO. 590 11,000 0.03%
26 NEXT Financial Group, Inc 300 6,000 0.01%
27 Gradient Investments LLC 251 5,000 0.01%
28 PNC FINANCIAL SERVICES GROUP, INC. 203 4,000 0.01%
29 AllSquare Wealth Management LLC 150 3,000 0.01%
30 Creative Planning 100 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.