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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 29 Institutional holders with a total value of $34,363,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 642,285 12,730,000 37.05%
2 MORGAN STANLEY 543,769 10,777,000 31.36%
3 UBS Group AG 98,036 1,943,000 5.65%
4 Madden Advisory Services, Inc. 73,070 1,448,000 4.21%
5 JANE STREET GROUP, LLC 67,873 1,345,000 3.91%
6 WELLS FARGO & COMPANY/MN 59,493 1,179,000 3.43%
7 ROYAL BANK OF CANADA 46,691 926,000 2.69%
8 LPL Financial LLC 42,318 837,000 2.44%
9 RAYMOND JAMES & ASSOCIATES 37,979 753,000 2.19%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,972 317,000 0.92%
11 Raymond James Financial Services Advisors, Inc. 15,846 314,000 0.91%
12 B. Riley Wealth Advisors, Inc. 15,425 306,000 0.89%
13 Commonwealth Equity Services, Inc 12,726 252,000 0.73%
14 OLD MISSION CAPITAL LLC 10,880 216,000 0.63%
15 Koshinski Asset Management, Inc. 10,200 202,000 0.59%
16 Janney Montgomery Scott LLC 10,200 202,000 0.59%
17 CITIGROUP INC 10,100 200,000 0.58%
18 ADVISOR GROUP, INC. 9,356 186,000 0.54%
19 IFP ADVISORS, INC 6,057 120,000 0.35%
20 MSI Financial Services Inc 2,086 41,000 0.12%
21 Concert Wealth Management Inc. 750 15,000 0.04%
22 CUTLER GROUP LLC / CA 700 13,000 0.04%
23 BENJAMIN F. EDWARDS & COMPANY, INC. 500 10,000 0.03%
24 D.A. DAVIDSON & CO. 552 10,000 0.03%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 425 7,000 0.02%
26 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 300 6,000 0.02%
27 Gradient Investments LLC 251 5,000 0.01%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 120 2,000 0.01%
29 SEI INVESTMENTS CO 50 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.