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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 33 Institutional holders with a total value of $53,138,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 956,618 16,989,000 31.97%
2 MORGAN STANLEY 912,256 16,202,000 30.49%
3 LPL Financial LLC 389,048 6,781,000 12.76%
4 UBS Group AG 165,215 2,934,000 5.52%
5 STIFEL FINANCIAL CORP 1,775 2,234,000 4.20%
6 Raymond James Financial Services Advisors, Inc. 76,170 1,353,000 2.55%
7 Madden Advisory Services, Inc. 71,815 1,275,000 2.40%
8 RAYMOND JAMES & ASSOCIATES 36,662 651,000 1.23%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,465 649,000 1.22%
10 Shamrock Asset Management LLC 28,020 498,000 0.94%
11 WELLS FARGO & COMPANY/MN 23,408 416,000 0.78%
12 AMERICAN INTERNATIONAL GROUP, INC. 22,362 397,000 0.75%
13 IFP ADVISORS, INC 19,140 340,000 0.64%
14 COMERICA SECURITIES INC 17,674 314,000 0.59%
15 Commonwealth Equity Services, Inc 12,752 226,000 0.43%
16 Koshinski Asset Management, Inc. 12,650 225,000 0.42%
17 ROYAL BANK OF CANADA 12,289 218,000 0.41%
18 JANE STREET GROUP, LLC 11,598 206,000 0.39%
19 Janney Montgomery Scott LLC 11,020 196,000 0.37%
20 Investors Capital Advisory Services 10,995 195,000 0.37%
21 B. Riley Wealth Advisors, Inc. 10,395 185,000 0.35%
22 OLD MISSION CAPITAL LLC 10,293 183,000 0.34%
23 CITIGROUP INC 10,100 180,000 0.34%
24 Fusion Investment Group, LLC 10,029 178,000 0.33%
25 CITADEL ADVISORS LLC 4,000 71,000 0.13%
26 MSI Financial Services Inc 1,359 24,000 0.05%
27 BENJAMIN F. EDWARDS & COMPANY, INC. 500 9,000 0.02%
28 Gradient Investments LLC 251 4,000 0.01%
29 D.A. DAVIDSON & CO. 168 2,000 0.00%
30 Tower Research Capital LLC (TRC) 114 2,000 0.00%
31 Apriem Advisors 50 1,000 0.00%
32 CUTLER GROUP LLC / CA 700 0 0.00% Put
33 CUTLER GROUP LLC / CA 2,900 0 0.00% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.