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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 35 Institutional holders with a total value of $67,011,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 1,113,134 24,166,000 36.06%
2 MORGAN STANLEY 892,391 19,374,000 28.91%
3 UBS Group AG 322,837 7,009,000 10.46%
4 JANE STREET GROUP, LLC 127,598 2,770,000 4.13%
5 Raymond James Financial Services Advisors, Inc. 70,023 1,520,000 2.27%
6 Commonwealth Equity Services, Inc 60,835 1,321,000 1.97%
7 WELLS FARGO & COMPANY/MN 57,173 1,241,000 1.85%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 56,849 1,234,000 1.84%
9 LPL Financial LLC 54,358 1,168,000 1.74%
10 Madden Advisory Services, Inc. 48,810 1,059,000 1.58%
11 ROYAL BANK OF CANADA 44,651 970,000 1.45%
12 Stevens First Principles Investment Advisors 41,580 903,000 1.35%
13 RAYMOND JAMES & ASSOCIATES 28,199 612,000 0.91%
14 ADVISOR GROUP, INC. 27,461 596,000 0.89%
15 PARALLEL ADVISORS, LLC 26,904 575,000 0.86%
16 Private Advisor Group, LLC 21,798 463,000 0.69%
17 SII INVESTMENTS INC/WI 21,600 462,000 0.69%
18 CITIGROUP INC 19,498 423,000 0.63%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,967 369,000 0.55%
20 Cambridge Investment Research Advisors, Inc. 11,648 253,000 0.38%
21 Janney Montgomery Scott LLC 10,650 231,000 0.34%
22 IFP ADVISORS, INC 5,086 110,000 0.16%
23 SCHRODER INVESTMENT MANAGEMENT GROUP 1,675 36,000 0.05%
24 PNC FINANCIAL SERVICES GROUP, INC. 1,604 35,000 0.05%
25 BENJAMIN F. EDWARDS & COMPANY, INC. 1,500 33,000 0.05%
26 GLOBAL RETIREMENT PARTNERS, LLC 977 21,000 0.03%
27 CUTLER GROUP LLC / CA 700 15,000 0.02%
28 D.A. DAVIDSON & CO. 590 12,000 0.02%
29 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 470 10,000 0.01%
30 Gradient Investments LLC 251 5,000 0.01%
31 CAPITAL GUARDIAN TRUST CO 166 4,000 0.01%
32 BANK OF AMERICA CORP /DE/ 200 4,000 0.01% Put
33 BANK OF MONTREAL /CAN/ 200 4,000 0.01%
34 AllSquare Wealth Management LLC 150 3,000 0.00%
35 CUTLER GROUP LLC / CA 500 0 0.00% Call

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.