| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 1,260,885 | 21,032,000 | 48.94% | ||
| 2 | MORGAN STANLEY | 366,592 | 6,115,000 | 14.23% | ||
| 3 | UBS Group AG | 299,956 | 5,003,000 | 11.64% | ||
| 4 | CITIGROUP INC | 142,430 | 2,375,000 | 5.53% | ||
| 5 | ACG Wealth | 114,145 | 1,904,000 | 4.43% | ||
| 6 | Thomas J. Herzfeld Advisors, Inc. | 74,551 | 1,244,000 | 2.89% | ||
| 7 | WELLS FARGO & COMPANY/MN | 72,767 | 1,214,000 | 2.82% | ||
| 8 | Karpus Management, Inc. | 65,194 | 1,087,000 | 2.53% | ||
| 9 | DESCHUTES PORTFOLIO STRATEGY, LLC | 64,000 | 1,068,000 | 2.49% | ||
| 10 | Bank OZK | 25,000 | 417,000 | 0.97% | ||
| 11 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 24,191 | 404,000 | 0.94% | ||
| 12 | HighTower Advisors, LLC | 23,000 | 384,000 | 0.89% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 23,020 | 384,000 | 0.89% | ||
| 14 | ROYAL BANK OF CANADA | 12,900 | 215,000 | 0.50% | ||
| 15 | JPMORGAN CHASE & CO | 2,000 | 33,000 | 0.08% | ||
| 16 | Tower Research Capital LLC (TRC) | 1,550 | 26,000 | 0.06% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 1,250 | 21,000 | 0.05% | ||
| 18 | PNC FINANCIAL SERVICES GROUP, INC. | 1,000 | 17,000 | 0.04% | ||
| 19 | IFP ADVISORS, INC | 1,000 | 17,000 | 0.04% | ||
| 20 | MOTCO | 500 | 8,000 | 0.02% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 483 | 8,000 | 0.02% | ||
| 22 | BARCLAYS PLC | 44 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
