| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 484,878 | 8,321,000 | 31.22% | ||
| 2 | UBS Group AG | 253,782 | 4,355,000 | 16.34% | ||
| 3 | ACG Wealth | 194,793 | 3,343,000 | 12.54% | ||
| 4 | MORGAN STANLEY | 164,648 | 2,825,000 | 10.60% | ||
| 5 | STIFEL FINANCIAL CORP | 122,610 | 2,104,000 | 7.89% | ||
| 6 | CITIGROUP INC | 93,691 | 1,608,000 | 6.03% | ||
| 7 | Thomas J. Herzfeld Advisors, Inc. | 87,466 | 1,501,000 | 5.63% | ||
| 8 | Virtu KCG Holdings LLC | 48,471 | 832,000 | 3.12% | ||
| 9 | WELLS FARGO & COMPANY/MN | 46,764 | 802,000 | 3.01% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 29,000 | 498,000 | 1.87% | ||
| 11 | TFS CAPITAL LLC | 23,135 | 397,000 | 1.49% | ||
| 12 | ROYAL BANK OF CANADA | 2,350 | 40,000 | 0.15% | ||
| 13 | Tower Research Capital LLC (TRC) | 570 | 10,000 | 0.04% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 483 | 8,000 | 0.03% | ||
| 15 | MOSAIC FAMILY WEALTH, LLC | 500 | 8,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
