| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 1,532,280 | 24,486,000 | 39.32% | ||
| 2 | UBS Group AG | 469,430 | 7,502,000 | 12.05% | ||
| 3 | MORGAN STANLEY | 436,658 | 6,977,000 | 11.20% | ||
| 4 | STIFEL FINANCIAL CORP | 274,771 | 4,392,000 | 7.05% | ||
| 5 | DESCHUTES PORTFOLIO STRATEGY, LLC | 179,476 | 2,868,000 | 4.61% | ||
| 6 | Invesco Ltd. | 172,544 | 2,757,000 | 4.43% | ||
| 7 | 1832 Asset Management L.P. | 130,000 | 2,091,000 | 3.36% | ||
| 8 | CITIGROUP INC | 129,503 | 2,069,000 | 3.32% | ||
| 9 | Thomas J. Herzfeld Advisors, Inc. | 116,341 | 1,859,000 | 2.98% | ||
| 10 | ACG Wealth | 109,228 | 1,745,000 | 2.80% | ||
| 11 | WELLS FARGO & COMPANY/MN | 90,195 | 1,441,000 | 2.31% | ||
| 12 | Karpus Management, Inc. | 84,347 | 1,348,000 | 2.16% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 51,511 | 823,000 | 1.32% | ||
| 14 | Virtu KCG Holdings LLC | 40,357 | 645,000 | 1.04% | ||
| 15 | ROYAL BANK OF CANADA | 24,990 | 399,000 | 0.64% | ||
| 16 | HighTower Advisors, LLC | 23,000 | 368,000 | 0.59% | ||
| 17 | BB&T SECURITIES, LLC | 19,800 | 316,000 | 0.51% | ||
| 18 | PNC FINANCIAL SERVICES GROUP, INC. | 5,124 | 82,000 | 0.13% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 2,720 | 43,000 | 0.07% | ||
| 20 | Tower Research Capital LLC (TRC) | 2,292 | 37,000 | 0.06% | ||
| 21 | IFP ADVISORS, INC | 1,000 | 16,000 | 0.03% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 483 | 8,000 | 0.01% | ||
| 23 | DEUTSCHE BANK AG\ | 500 | 7,000 | 0.01% | ||
| 24 | WOLVERINE TRADING LP /BD | 43 | 667 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
