| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 1,574,708 | 24,754,000 | 35.86% | ||
| 2 | UBS Group AG | 627,906 | 9,871,000 | 14.30% | ||
| 3 | MORGAN STANLEY | 607,456 | 9,549,000 | 13.83% | ||
| 4 | WELLS FARGO & COMPANY/MN | 380,567 | 5,982,000 | 8.67% | ||
| 5 | STIFEL FINANCIAL CORP | 190,100 | 2,988,000 | 4.33% | ||
| 6 | Invesco Ltd. | 188,765 | 2,967,000 | 4.30% | ||
| 7 | 1832 Asset Management L.P. | 171,275 | 2,692,000 | 3.90% | ||
| 8 | Thomas J. Herzfeld Advisors, Inc. | 127,856 | 2,010,000 | 2.91% | ||
| 9 | ACG Wealth | 78,530 | 1,234,000 | 1.79% | ||
| 10 | ROYAL BANK OF CANADA | 67,591 | 1,063,000 | 1.54% | ||
| 11 | DESCHUTES PORTFOLIO STRATEGY, LLC | 62,400 | 981,000 | 1.42% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 58,911 | 926,000 | 1.34% | ||
| 13 | Karpus Management, Inc. | 50,276 | 790,000 | 1.14% | ||
| 14 | HighTower Advisors, LLC | 31,200 | 491,000 | 0.71% | ||
| 15 | Janney Montgomery Scott LLC | 29,975 | 471,000 | 0.68% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 27,049 | 425,000 | 0.62% | ||
| 17 | TFS CAPITAL LLC | 25,293 | 398,000 | 0.58% | ||
| 18 | CITIGROUP INC | 21,799 | 343,000 | 0.50% | ||
| 19 | Virtu KCG Holdings LLC | 18,146 | 285,000 | 0.41% | ||
| 20 | BB&T SECURITIES, LLC | 17,050 | 268,000 | 0.39% | ||
| 21 | First Allied Advisory Services, Inc. | 12,500 | 197,000 | 0.29% | ||
| 22 | THOMPSON DAVIS & CO., INC. | 10,500 | 165,000 | 0.24% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 5,124 | 81,000 | 0.12% | ||
| 24 | IFP ADVISORS, INC | 4,905 | 77,000 | 0.11% | ||
| 25 | PROFICIO CAPITAL PARTNERS LLC | 610 | 10,000 | 0.01% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 483 | 8,000 | 0.01% | ||
| 27 | Tower Research Capital LLC (TRC) | 200 | 3,000 | 0.00% | ||
| 28 | Cable Hill Partners, LLC | 37 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
