| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 1,863,954 | 28,929,000 | 33.29% | ||
| 2 | MORGAN STANLEY | 776,150 | 12,046,000 | 13.86% | ||
| 3 | WELLS FARGO & COMPANY/MN | 738,840 | 11,466,000 | 13.20% | ||
| 4 | UBS Group AG | 616,897 | 9,575,000 | 11.02% | ||
| 5 | Invesco Ltd. | 178,896 | 2,776,000 | 3.19% | ||
| 6 | STIFEL FINANCIAL CORP | 176,329 | 2,743,000 | 3.16% | ||
| 7 | 1832 Asset Management L.P. | 172,647 | 2,679,000 | 3.08% | ||
| 8 | Thomas J. Herzfeld Advisors, Inc. | 167,196 | 2,595,000 | 2.99% | ||
| 9 | CITIGROUP INC | 145,245 | 2,254,000 | 2.59% | ||
| 10 | Karpus Management, Inc. | 105,104 | 1,631,000 | 1.88% | ||
| 11 | CLOUGH CAPITAL PARTNERS L P | 101,300 | 1,572,000 | 1.81% | ||
| 12 | CORNERSTONE ADVISORS INC | 97,050 | 1,506,000 | 1.73% | ||
| 13 | ROYAL BANK OF CANADA | 94,154 | 1,461,000 | 1.68% | ||
| 14 | DESCHUTES PORTFOLIO STRATEGY, LLC | 80,800 | 1,254,000 | 1.44% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 54,474 | 845,000 | 0.97% | ||
| 16 | HighTower Advisors, LLC | 31,200 | 485,000 | 0.56% | ||
| 17 | Janney Montgomery Scott LLC | 29,475 | 457,000 | 0.53% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 27,270 | 423,000 | 0.49% | ||
| 19 | ACG Wealth | 24,694 | 383,000 | 0.44% | ||
| 20 | Weiss Asset Management LP | 21,491 | 334,000 | 0.38% | ||
| 21 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 17,374 | 270,000 | 0.31% | ||
| 22 | BB&T SECURITIES, LLC | 17,050 | 268,000 | 0.31% | ||
| 23 | First Allied Advisory Services, Inc. | 12,500 | 194,000 | 0.22% | ||
| 24 | Laurion Capital Management LP | 10,989 | 171,000 | 0.20% | ||
| 25 | RELATIVE VALUE PARTNERS GROUP, LLC | 10,746 | 167,000 | 0.19% | ||
| 26 | THOMPSON DAVIS & CO., INC. | 10,500 | 163,000 | 0.19% | ||
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 5,124 | 80,000 | 0.09% | ||
| 28 | IFP ADVISORS, INC | 4,950 | 77,000 | 0.09% | ||
| 29 | AlphaMark Advisors, LLC | 3,206 | 50,000 | 0.06% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,673 | 41,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
