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LIVE OAK BANCSHARES INC
LIVE OAK BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 75 Institutional holders with a total value of $277,256,520.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRICE T ROWE ASSOCIATES INC /MD/ 4,313,150 104,378,000 37.65%
2 WELLINGTON MANAGEMENT GROUP LLP 1,122,121 27,155,000 9.79%
3 BlackRock Finance, Inc. 1,083,742 26,227,000 9.46%
4 VANGUARD GROUP INC 864,889 20,930,000 7.55%
5 HighTower Advisors, LLC 362,697 8,777,000 3.17%
6 STATE STREET CORP 354,407 8,579,000 3.09%
7 DRIEHAUS CAPITAL MANAGEMENT LLC 324,690 7,857,000 2.83%
8 Commonwealth Equity Services, Inc 244,528 5,918,000 2.13%
9 KINGS POINT CAPITAL MANAGEMENT 235,380 5,696,000 2.05%
10 EMERALD MUTUAL FUND ADVISERS TRUST 231,850 5,611,000 2.02%
11 NORTHERN TRUST CORP 230,811 5,586,000 2.01%
12 SUNTRUST BANKS INC 207,089 5,012,000 1.81%
13 GEODE CAPITAL MANAGEMENT, LLC 197,138 4,770,000 1.72%
14 ROYCE & ASSOCIATES LP 191,200 4,627,000 1.67%
15 LORD, ABBETT & CO. LLC 179,156 4,336,000 1.56%
16 GOLDMAN SACHS GROUP INC 163,987 3,968,000 1.43%
17 Bank of New York Mellon Corp 107,410 2,600,000 0.94%
18 Carroll Financial Associates, Inc. 85,790 2,076,000 0.75%
19 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 80,578 1,950,000 0.70%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 67,058 1,623,000 0.59%
21 TIAA CREF INVESTMENT MANAGEMENT LLC 56,458 1,366,000 0.49%
22 Capital Impact Advisors, LLC 52,912 1,280,000 0.46%
23 FIRST TRUST ADVISORS LP 47,038 1,138,000 0.41%
24 TEACHERS ADVISORS, LLC 41,877 1,013,000 0.37%
25 Cetera Advisor Networks LLC 41,525 1,002,000 0.36%
26 Informed Momentum Co LLC 38,753 938,000 0.34%
27 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 35,015 847,000 0.31%
28 RAYMOND JAMES & ASSOCIATES 29,723 719,000 0.26%
29 Swiss National Bank 29,100 704,000 0.25%
30 DEUTSCHE BANK AG\ 26,276 635,000 0.23%
31 TD ASSET MANAGEMENT INC 25,414 615,000 0.22%
32 Spark Investment Management LLC 23,500 568,000 0.20%
33 WELLS FARGO & COMPANY/MN 22,835 552,000 0.20%
34 MORGAN STANLEY 21,839 529,000 0.19%
35 DIMENSIONAL FUND ADVISORS LP 21,613 523,000 0.19%
36 RHUMBLINE ADVISERS 20,994 508,000 0.18%
37 NEW YORK STATE COMMON RETIREMENT FUND 20,200 489,000 0.18%
38 SECOND CURVE CAPITAL LLC 20,000 484,000 0.17%
39 Gratus Capital, LLC 18,500 448,000 0.16%
40 ALLIANCEBERNSTEIN L.P. 17,500 424,000 0.15%
41 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 16,100 390,000 0.14%
42 MANUFACTURERS LIFE INSURANCE COMPANY, THE 15,830 383,000 0.14%
43 METROPOLITAN LIFE INSURANCE CO/NY 15,383 372,000 0.13%
44 D. E. Shaw & Co., Inc. 15,174 367,000 0.13%
45 Ballentine Partners, LLC 14,357 364,000 0.13%
46 CITADEL ADVISORS LLC 14,609 354,000 0.13%
47 AMERICAN INTERNATIONAL GROUP, INC. 12,264 297,000 0.11%
48 SHEETS SMITH WEALTH MANAGEMENT 11,978 290,000 0.10%
49 CREDIT SUISSE AG/ 11,822 286,000 0.10%
50 VOYA INVESTMENT MANAGEMENT LLC 11,703 283,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.