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LIVE OAK BANCSHARES INC
LIVE OAK BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 67 Institutional holders with a total value of $173,511,605.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ENVESTNET ASSET MANAGEMENT INC 37 1,000 0.00%
2 BANK OF MONTREAL /CAN/ 87 2,000 0.00%
3 ADVISOR GROUP, INC. 200 4,000 0.00%
4 BNP PARIBAS FINANCIAL MARKETS 330 6,105 0.00%
5 EDGE ADVISORS, LLC 525 9,000 0.01%
6 BARCLAYS PLC 548 11,000 0.01%
7 DELTA ASSET MANAGEMENT LLC/TN 700 13,000 0.01%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 691 13,000 0.01%
9 D.A. DAVIDSON & CO. 841 15,000 0.01%
10 ANCHOR INVESTMENT MANAGEMENT, LLC 1,000 18,500 0.01%
11 ROYAL BANK OF CANADA 1,195 22,000 0.01%
12 BlackRock Finance, Inc. 1,188 22,000 0.01%
13 BROWN BROTHERS HARRIMAN & CO 1,500 28,000 0.02%
14 CANADA LIFE ASSURANCE Co 1,749 32,000 0.02%
15 US BANCORP \DE\ 2,600 48,000 0.03%
16 UBS Group AG 3,757 70,000 0.04%
17 Legal & General Group Plc 5,045 94,000 0.05%
18 BANK OF AMERICA CORP /DE/ 5,283 98,000 0.06%
19 BlackRock Group LTD 6,866 127,000 0.07%
20 BLACKROCK ADVISORS LLC 7,175 133,000 0.08%
21 1st Global Advisors, Inc. 10,014 185,000 0.11%
22 VOYA INVESTMENT MANAGEMENT LLC 10,400 192,000 0.11%
23 CREDIT SUISSE AG/ 10,470 193,000 0.11%
24 AMERICAN INTERNATIONAL GROUP, INC. 11,247 208,000 0.12%
25 Nationwide Fund Advisors 12,417 230,000 0.13%
26 MANUFACTURERS LIFE INSURANCE COMPANY, THE 14,245 264,000 0.15%
27 Ballentine Partners, LLC 14,330 265,000 0.15%
28 ALLIANCEBERNSTEIN L.P. 14,800 274,000 0.16%
29 METROPOLITAN LIFE INSURANCE CO/NY 15,383 285,000 0.16%
30 RHUMBLINE ADVISERS 19,053 352,000 0.20%
31 CITIGROUP INC 19,798 366,000 0.21%
32 NEW YORK STATE COMMON RETIREMENT FUND 20,200 374,000 0.22%
33 DEUTSCHE BANK AG\ 22,512 415,000 0.24%
34 BANC FUNDS CO LLC 25,000 463,000 0.27%
35 Swiss National Bank 29,100 538,000 0.31%
36 WELLS FARGO & COMPANY/MN 31,183 577,000 0.33%
37 RAYMOND JAMES & ASSOCIATES 33,224 615,000 0.35%
38 TEACHERS ADVISORS, LLC 33,863 626,000 0.36%
39 TWO SIGMA INVESTMENTS, LP 38,695 716,000 0.41%
40 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 40,215 744,000 0.43%
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 47,015 870,000 0.50%
42 FIRST TRUST ADVISORS LP 49,789 921,000 0.53%
43 Capital Impact Advisors, LLC 56,530 1,046,000 0.60%
44 TIAA CREF INVESTMENT MANAGEMENT LLC 57,034 1,055,000 0.61%
45 MORGAN STANLEY 59,756 1,105,000 0.64%
46 Cetera Advisor Networks LLC 61,330 1,141,000 0.66%
47 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 76,562 1,417,000 0.82%
48 LORD, ABBETT & CO. LLC 76,897 1,423,000 0.82%
49 BlackRock Investment Management, LLC 80,449 1,488,000 0.86%
50 RENAISSANCE TECHNOLOGIES LLC 82,400 1,524,000 0.88%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.