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NEOS THERAPEUTICS INC
NEOS THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 41 Institutional holders with a total value of $62,700,526.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRANKLIN RESOURCES INC 2,176,100 15,668,000 24.99%
2 DEERFIELD MANAGEMENT COMPANY, L.P. 2,099,166 15,114,000 24.11%
3 DSC Advisors, L.P. 1,043,770 7,515,000 11.99%
4 BlackRock Finance, Inc. 897,724 6,463,000 10.31%
5 VANGUARD GROUP INC 588,994 4,241,000 6.76%
6 MILLENNIUM MANAGEMENT LLC 550,868 3,966,000 6.33%
7 STATE STREET CORP 244,460 1,762,000 2.81%
8 NORTHERN TRUST CORP 166,499 1,199,000 1.91%
9 COLUMBUS CIRCLE INVESTORS 106,520 767,000 1.22%
10 DAFNA Capital Management LLC 95,273 686,000 1.09%
11 GEODE CAPITAL MANAGEMENT, LLC 92,956 669,000 1.07%
12 FALCON POINT CAPITAL, LLC 88,279 636,000 1.01%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 80,000 576,000 0.92%
14 Bank of New York Mellon Corp 59,841 431,000 0.69%
15 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 50,000 360,000 0.57%
16 WELLS FARGO & COMPANY/MN 48,030 346,000 0.55%
17 TIAA CREF INVESTMENT MANAGEMENT LLC 44,685 322,000 0.51%
18 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 36,615 264,000 0.42%
19 PRELUDE CAPITAL MANAGEMENT, LLC 31,157 224,000 0.36%
20 MORGAN STANLEY 30,625 221,000 0.35%
21 TEACHERS ADVISORS, LLC 29,663 214,000 0.34%
22 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 21,500 155,000 0.25%
23 RHUMBLINE ADVISERS 17,968 129,000 0.21%
24 BARCLAYS PLC 15,228 110,000 0.18%
25 JPMORGAN CHASE & CO 13,681 99,000 0.16%
26 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 12,000 86,000 0.14%
27 NEW YORK STATE COMMON RETIREMENT FUND 10,401 75,000 0.12%
28 Nationwide Fund Advisors 10,058 72,000 0.11%
29 AMERICAN INTERNATIONAL GROUP, INC. 8,621 62,000 0.10%
30 BANK OF MONTREAL /CAN/ 8,000 58,000 0.09%
31 BANK OF AMERICA CORP /DE/ 5,347 38,000 0.06%
32 Creative Planning 5,000 36,000 0.06%
33 Legal & General Group Plc 4,523 33,000 0.05%
34 MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,270 31,000 0.05%
35 DEUTSCHE BANK AG\ 3,383 24,000 0.04%
36 Tower Research Capital LLC (TRC) 3,017 22,000 0.04%
37 ROYAL BANK OF CANADA 1,408 10,000 0.02%
38 Ameritas Investment Partners, Inc. 1,071 8,000 0.01%
39 CITIGROUP INC 647 5,000 0.01%
40 MEEDER ASSET MANAGEMENT INC 376 3,000 0.00%
41 BNP PARIBAS FINANCIAL MARKETS 73 526 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.