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NUVEEN HIGH INCOME 2020 TARG
NUVEEN HIGH INCOME 2020 TARG. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 10 Institutional holders with a total value of $6,405,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 416,813 4,147,000 64.75%
2 LPL Financial LLC 136,804 1,365,000 21.31%
3 Commonwealth Equity Services, Inc 38,707 385,000 6.01%
4 ROYAL BANK OF CANADA 23,676 236,000 3.68%
5 WELLS FARGO & COMPANY/MN 12,800 127,000 1.98%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,044 70,000 1.09%
7 D.A. DAVIDSON & CO. 4,000 39,000 0.61%
8 BANK OF AMERICA CORP /DE/ 2,011 20,000 0.31%
9 UBS Group AG 1,500 15,000 0.23%
10 Tower Research Capital LLC (TRC) 100 1,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.