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NUVEEN HIGH INCOME 2020 TARG
NUVEEN HIGH INCOME 2020 TARG. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 19 Institutional holders with a total value of $16,473,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,029,459 10,511,000 63.81%
2 LPL Financial LLC 102,718 1,045,000 6.34%
3 Commonwealth Equity Services, Inc 95,001 970,000 5.89%
4 RAYMOND JAMES & ASSOCIATES 78,590 802,000 4.87%
5 Invesco Ltd. 69,009 705,000 4.28%
6 Stratos Wealth Partners, LTD. 48,625 496,000 3.01%
7 ROYAL BANK OF CANADA 31,083 317,000 1.92%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,400 249,000 1.51%
9 Laurion Capital Management LP 21,486 219,000 1.33%
10 WEDBUSH SECURITIES INC 21,000 214,000 1.30%
11 COMERICA BANK 20,000 204,000 1.24%
12 BB&T SECURITIES, LLC 15,319 161,000 0.98%
13 WELLS FARGO & COMPANY/MN 13,098 134,000 0.81%
14 Virtu KCG Holdings LLC 11,584 118,000 0.72%
15 B. Riley Wealth Advisors, Inc. 10,047 103,000 0.63%
16 BANK OF AMERICA CORP /DE/ 8,346 85,000 0.52%
17 UBS Group AG 6,947 71,000 0.43%
18 D.A. DAVIDSON & CO. 6,400 65,000 0.39%
19 Gradient Investments LLC 363 4,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.