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NUVEEN HIGH INCOME 2020 TARG
NUVEEN HIGH INCOME 2020 TARG. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 14 Institutional holders with a total value of $12,563,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 807,485 8,729,000 69.48%
2 Commonwealth Equity Services, Inc 109,140 1,180,000 9.39%
3 LPL Financial LLC 75,375 798,000 6.35%
4 ROYAL BANK OF CANADA 33,384 361,000 2.87%
5 Stratos Wealth Partners, LTD. 32,325 349,000 2.78%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,400 264,000 2.10%
7 WEDBUSH SECURITIES INC 20,000 216,000 1.72%
8 BB&T SECURITIES, LLC 15,319 165,000 1.31%
9 WELLS FARGO & COMPANY/MN 12,800 138,000 1.10%
10 B. Riley Wealth Advisors, Inc. 10,323 112,000 0.89%
11 Argent Trust Co 10,000 108,000 0.86%
12 BANK OF AMERICA CORP /DE/ 8,357 90,000 0.72%
13 D.A. DAVIDSON & CO. 4,000 43,000 0.34%
14 Tower Research Capital LLC (TRC) 900 10,000 0.08%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.