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NUVEEN HIGH INCOME 2020 TARG
NUVEEN HIGH INCOME 2020 TARG. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 13 Institutional holders with a total value of $11,488,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 714,495 7,238,000 63.00%
2 LPL Financial LLC 133,424 1,352,000 11.77%
3 Commonwealth Equity Services, Inc 107,824 1,092,000 9.51%
4 Laurion Capital Management LP 66,984 679,000 5.91%
5 ROYAL BANK OF CANADA 29,699 301,000 2.62%
6 Stratos Wealth Partners, LTD. 22,325 226,000 1.97%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 15,925 161,000 1.40%
8 WELLS FARGO & COMPANY/MN 12,800 130,000 1.13%
9 WEDBUSH SECURITIES INC 12,000 122,000 1.06%
10 B. Riley Wealth Advisors, Inc. 10,292 104,000 0.91%
11 D.A. DAVIDSON & CO. 4,000 40,000 0.35%
12 BANK OF AMERICA CORP /DE/ 3,311 34,000 0.30%
13 Tower Research Capital LLC (TRC) 900 9,000 0.08%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.