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NUVEEN HIGH INCOME 2020 TARG
NUVEEN HIGH INCOME 2020 TARG. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 17 Institutional holders with a total value of $18,844,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Gradient Investments LLC 363 4,000 0.02%
2 UBS Group AG 6,210 63,000 0.33%
3 D.A. DAVIDSON & CO. 6,400 64,000 0.34%
4 M&T BANK CORP 10,652 108,000 0.57%
5 INDEPENDENT ADVISOR ALLIANCE 11,000 111,000 0.59%
6 BANK OF AMERICA CORP /DE/ 10,926 111,000 0.59%
7 WELLS FARGO & COMPANY/MN 13,098 133,000 0.71%
8 BB&T SECURITIES, LLC 16,379 166,000 0.88%
9 WEDBUSH SECURITIES INC 21,750 221,000 1.17%
10 ROYAL BANK OF CANADA 40,242 408,000 2.17%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 44,200 448,000 2.38%
12 Invesco Ltd. 71,388 724,000 3.84%
13 Stratos Wealth Partners, LTD. 80,592 817,000 4.34%
14 Commonwealth Equity Services, Inc 85,945 871,000 4.62%
15 RAYMOND JAMES & ASSOCIATES 86,205 874,000 4.64%
16 LPL Financial LLC 120,504 1,222,000 6.48%
17 MORGAN STANLEY 1,232,615 12,499,000 66.33%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.