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BROADWIND ENERGY INC
BROADWIND ENERGY INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 66 Institutional holders with a total value of $47,039,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENDELL JEFFREY L 1,465,701 10,978,000 23.34%
2 Numeric Investors LLC 551,761 4,133,000 8.79%
3 SYSTEMATIC FINANCIAL MANAGEMENT LP 404,375 3,028,000 6.44%
4 BlackRock Institutional Trust Company, N.A. 400,963 3,003,000 6.38%
5 ACADIAN ASSET MANAGEMENT LLC 378,046 2,831,000 6.02%
6 VANGUARD GROUP INC 375,555 2,813,000 5.98%
7 NEW YORK STATE COMMON RETIREMENT FUND 351,800 2,635,000 5.60%
8 BRIDGEWAY CAPITAL MANAGEMENT, LLC 258,300 1,935,000 4.11%
9 GRACE & WHITE INC /NY 210,342 1,575,000 3.35%
10 Invesco Ltd. 142,641 1,068,000 2.27%
11 MORGAN STANLEY 140,357 1,051,000 2.23%
12 RBF Capital, LLC 137,894 1,033,000 2.20%
13 Teton Advisors, Inc. 134,475 1,007,000 2.14%
14 FULLER & THALER ASSET MANAGEMENT, INC. 125,314 939,000 2.00%
15 GSA CAPITAL PARTNERS LLP 115,492 865,000 1.84%
16 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 109,780 822,000 1.75%
17 BRYN MAWR CAPITAL MANAGEMENT INC 78,498 588,000 1.25%
18 GEODE CAPITAL MANAGEMENT, LLC 68,637 514,000 1.09%
19 BOGLE INVESTMENT MANAGEMENT L P /DE/ 67,763 507,000 1.08%
20 D. E. Shaw & Co., Inc. 66,428 498,000 1.06%
21 Bank of New York Mellon Corp 63,837 479,000 1.02%
22 Aperio Group, LLC 52,263 391,000 0.83%
23 PERRITT CAPITAL MANAGEMENT INC 45,000 337,000 0.72%
24 US BANCORP \DE\ 43,455 325,000 0.69%
25 A.R.T. Advisors, LLC 41,672 312,000 0.66%
26 BlackRock Fund Advisors 38,956 292,000 0.62%
27 AQR CAPITAL MANAGEMENT LLC 37,675 282,000 0.60%
28 PARAMETRIC PORTFOLIO ASSOCIATES LLC 37,290 279,000 0.59%
29 COMMONWEALTH BANK OF AUSTRALIA 30,190 226,000 0.48%
30 AJO, LP 28,910 217,000 0.46%
31 TWO SIGMA ADVISERS, LP 28,490 213,000 0.45%
32 TFS CAPITAL LLC 25,130 188,000 0.40%
33 RUSSELL FRANK CO/ 21,337 160,000 0.34%
34 NORTHERN TRUST CORP 20,959 157,000 0.33%
35 RENAISSANCE TECHNOLOGIES LLC 20,690 155,000 0.33%
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,400 130,000 0.28% Call
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 16,675 125,000 0.27%
38 CITADEL ADVISORS LLC 16,004 120,000 0.26%
39 PEAK6 Group LLC 15,251 114,000 0.24%
40 TWO SIGMA INVESTMENTS, LP 12,940 97,000 0.21%
41 GROUP ONE TRADING LLC 11,841 89,000 0.19%
42 First Allied Advisory Services, Inc. 11,250 82,000 0.17%
43 BARCLAYS PLC 10,300 72,000 0.15% Call
44 ClariVest Asset Management LLC 9,482 71,000 0.15%
45 Brandywine Global Investment Management, LLC 7,710 58,000 0.12%
46 DIMENSIONAL FUND ADVISORS LP 7,384 55,000 0.12%
47 BARCLAYS PLC 7,200 50,000 0.11% Put
48 UBS AG 4,353 33,000 0.07%
49 BLACKROCK ADVISORS LLC 2,781 21,000 0.04%
50 BlackRock Investment Management, LLC 2,493 19,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.