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BROADWIND ENERGY INC
BROADWIND ENERGY INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 37 Institutional holders with a total value of $10,356,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENDELL JEFFREY L 1,155,085 2,403,000 23.20%
2 GRACE & WHITE INC /NY 804,668 1,674,000 16.16%
3 GREAT AMERICAN GROUP, INC. 643,380 1,338,000 12.92%
4 BlackRock Institutional Trust Company, N.A. 425,880 886,000 8.56%
5 VANGUARD GROUP INC 394,065 819,000 7.91%
6 RENAISSANCE TECHNOLOGIES LLC 329,200 685,000 6.61%
7 ARIEL INVESTMENTS, LLC 272,233 566,000 5.47%
8 Invesco Ltd. 206,446 429,000 4.14%
9 RBF Capital, LLC 130,194 271,000 2.62%
10 Teton Advisors, Inc. 109,940 229,000 2.21%
11 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 109,780 228,000 2.20%
12 US BANCORP \DE\ 99,010 206,000 1.99%
13 GEODE CAPITAL MANAGEMENT, LLC 68,901 143,000 1.38%
14 Bank of New York Mellon Corp 64,935 136,000 1.31%
15 BlackRock Fund Advisors 45,328 94,000 0.91%
16 BRIDGEWAY CAPITAL MANAGEMENT, LLC 31,075 65,000 0.63%
17 NORTHERN TRUST CORP 21,417 44,000 0.42%
18 Psagot Value Holdings Ltd. 19,531 41,000 0.40%
19 Virtu KCG Holdings LLC 12,983 27,000 0.26%
20 UBS Group AG 8,327 18,000 0.17%
21 BLACKROCK ADVISORS LLC 4,880 10,000 0.10%
22 Zurcher Kantonalbank (Zurich Cantonalbank) 5,037 10,000 0.10%
23 Nationwide Fund Advisors 4,200 9,000 0.09%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,000 8,000 0.08%
25 BlackRock Investment Management, LLC 2,493 5,000 0.05%
26 Creative Planning 2,000 4,000 0.04%
27 MORGAN STANLEY 1,649 3,000 0.03%
28 Tower Research Capital LLC (TRC) 1,300 3,000 0.03%
29 Edge Wealth Management LLC 112 1,000 0.01% SH
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 481 1,000 0.01%
31 IFP ADVISORS, INC 200 0 0.00%
32 BARCLAYS PLC 161 0 0.00%
33 CITIGROUP INC 75 0 0.00%
34 ROYAL BANK OF CANADA 140 0 0.00%
35 MSI Financial Services Inc 120 0 0.00%
36 PATHSTONE FAMILY OFFICE, LLC 100 0 0.00%
37 JPMORGAN CHASE & CO 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.