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BROADWIND ENERGY INC
BROADWIND ENERGY INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 59 Institutional holders with a total value of $29,687,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENDELL JEFFREY L 1,465,701 7,900,000 26.61%
2 Numeric Investors LLC 532,761 2,872,000 9.67%
3 BlackRock Institutional Trust Company, N.A. 408,478 2,202,000 7.42%
4 VANGUARD GROUP INC 376,875 2,031,000 6.84%
5 GRACE & WHITE INC /NY 369,834 1,993,000 6.71%
6 WELLINGTON MANAGEMENT GROUP LLP 346,725 1,869,000 6.30%
7 ACADIAN ASSET MANAGEMENT LLC 222,133 1,197,000 4.03%
8 BRIDGEWAY CAPITAL MANAGEMENT, LLC 210,300 1,134,000 3.82%
9 Invesco Ltd. 138,329 746,000 2.51%
10 Teton Advisors, Inc. 138,340 746,000 2.51%
11 RBF Capital, LLC 137,894 743,000 2.50%
12 FULLER & THALER ASSET MANAGEMENT, INC. 127,214 686,000 2.31%
13 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 109,780 539,000 1.82%
14 D. E. Shaw & Co., Inc. 98,008 528,000 1.78%
15 RENAISSANCE TECHNOLOGIES LLC 74,760 403,000 1.36%
16 GEODE CAPITAL MANAGEMENT, LLC 68,709 370,000 1.25%
17 Bank of New York Mellon Corp 63,850 344,000 1.16%
18 Aperio Group, LLC 59,697 322,000 1.08%
19 Municipal Employees' Retirement System of Michigan 46,900 253,000 0.85%
20 US BANCORP \DE\ 43,455 234,000 0.79%
21 BlackRock Fund Advisors 41,944 226,000 0.76%
22 MORGAN STANLEY 38,261 206,000 0.69%
23 PARAMETRIC PORTFOLIO ASSOCIATES LLC 37,290 201,000 0.68%
24 ARDSLEY ADVISORY PARTNERS LP 34,500 186,000 0.63%
25 BOGLE INVESTMENT MANAGEMENT L P /DE/ 33,816 182,000 0.61%
26 Spark Investment Management LLC 34,000 182,000 0.61%
27 TWO SIGMA INVESTMENTS, LP 26,603 143,000 0.48%
28 NORTHERN TRUST CORP 24,470 132,000 0.44%
29 AQR CAPITAL MANAGEMENT LLC 21,475 116,000 0.39%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,548 111,000 0.37%
31 DEUTSCHE BANK AG\ 20,357 109,000 0.37%
32 COMMONWEALTH BANK OF AUSTRALIA 18,831 101,000 0.34%
33 GSA CAPITAL PARTNERS LLP 15,177 82,000 0.28%
34 TWO SIGMA ADVISERS, LP 14,960 81,000 0.27%
35 Virtu KCG Holdings LLC 13,709 74,000 0.25%
36 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,600 68,000 0.23% Call
37 A.R.T. Advisors, LLC 11,767 63,000 0.21%
38 GROUP ONE TRADING LLC 9,703 52,000 0.18%
39 DIMENSIONAL FUND ADVISORS LP 7,384 40,000 0.13%
40 BARCLAYS PLC 7,000 35,000 0.12% Call
41 CITADEL ADVISORS LLC 5,888 32,000 0.11%
42 BARCLAYS PLC 6,200 31,000 0.10% Put
43 AXA S.A. 5,000 27,000 0.09%
44 BARCLAYS PLC 5,215 26,000 0.09%
45 BLACKROCK ADVISORS LLC 2,781 15,000 0.05%
46 BlackRock Investment Management, LLC 2,493 13,000 0.04%
47 Zurcher Kantonalbank (Zurich Cantonalbank) 2,400 13,000 0.04%
48 UBS Group AG 1,297 7,000 0.02%
49 WELLS FARGO & COMPANY/MN 859 5,000 0.02%
50 BANK OF AMERICA CORP /DE/ 715 4,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.