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BROADWIND ENERGY INC
BROADWIND ENERGY INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 40 Institutional holders with a total value of $10,221,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Gradient Investments LLC 10 0 0.00%
2 MSI Financial Services Inc 120 0 0.00%
3 PATHSTONE FAMILY OFFICE, LLC 100 0 0.00%
4 Brookstone Capital Management 100 0 0.00%
5 ROYAL BANK OF CANADA 140 0 0.00%
6 MANUFACTURERS LIFE INSURANCE COMPANY, THE 481 1,000 0.01%
7 UBS Group AG 400 1,000 0.01%
8 Edge Wealth Management LLC 112 1,000 0.01%
9 WELLS FARGO & COMPANY/MN 1,011 2,000 0.02%
10 Creative Planning 2,000 4,000 0.04%
11 MORGAN STANLEY 2,114 4,000 0.04%
12 Tower Research Capital LLC (TRC) 2,017 4,000 0.04%
13 BlackRock Investment Management, LLC 2,493 5,000 0.05%
14 Zurcher Kantonalbank (Zurich Cantonalbank) 3,100 6,000 0.06%
15 BARCLAYS PLC 2,761 6,000 0.06%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,000 8,000 0.08%
17 Nationwide Fund Advisors 4,200 9,000 0.09%
18 BLACKROCK ADVISORS LLC 4,880 10,000 0.10%
19 Psagot Value Holdings Ltd. 19,531 40,000 0.39%
20 Sterneck Capital Management, LLC 19,386 40,000 0.39%
21 Municipal Employees' Retirement System of Michigan 20,000 41,000 0.40%
22 NORTHERN TRUST CORP 20,417 42,000 0.41%
23 BlackRock Fund Advisors 43,500 90,000 0.88%
24 Potomac Capital Management, Inc. 54,410 113,000 1.11%
25 GEODE CAPITAL MANAGEMENT, LLC 68,853 142,000 1.39%
26 Aperio Group, LLC 74,916 155,000 1.52%
27 BRIDGEWAY CAPITAL MANAGEMENT, LLC 81,075 168,000 1.64%
28 US BANCORP \DE\ 93,559 194,000 1.90%
29 Bank of New York Mellon Corp 97,522 202,000 1.98%
30 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 109,780 227,000 2.22%
31 RBF Capital, LLC 137,894 285,000 2.79%
32 Teton Advisors, Inc. 138,340 286,000 2.80%
33 Invesco Ltd. 203,401 421,000 4.12%
34 FULLER & THALER ASSET MANAGEMENT, INC. 240,114 497,000 4.86%
35 RENAISSANCE TECHNOLOGIES LLC 259,600 537,000 5.25%
36 ARIEL INVESTMENTS, LLC 266,933 553,000 5.41%
37 VANGUARD GROUP INC 394,065 815,000 7.97%
38 BlackRock Institutional Trust Company, N.A. 428,173 886,000 8.67%
39 GRACE & WHITE INC /NY 725,326 1,501,000 14.69%
40 GENDELL JEFFREY L 1,413,090 2,925,000 28.62%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.