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BROADWIND ENERGY INC
BROADWIND ENERGY INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 33 Institutional holders with a total value of $13,660,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JPMORGAN CHASE & CO 3 0 0.00%
2 ROYAL BANK OF CANADA 140 0 0.00%
3 BARCLAYS PLC 61 0 0.00%
4 PATHSTONE FAMILY OFFICE, LLC 100 0 0.00%
5 BANK OF AMERICA CORP /DE/ 7 0 0.00%
6 Edge Wealth Management LLC 112 1,000 0.01%
7 Tower Research Capital LLC (TRC) 200 1,000 0.01%
8 MANUFACTURERS LIFE INSURANCE COMPANY, THE 481 2,000 0.01%
9 MORGAN STANLEY 1,649 5,000 0.04%
10 Creative Planning 2,000 6,000 0.04%
11 BlackRock Investment Management, LLC 2,493 8,000 0.06%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,000 12,000 0.09%
13 BLACKROCK ADVISORS LLC 4,880 15,000 0.11%
14 Zurcher Kantonalbank (Zurich Cantonalbank) 5,946 18,000 0.13%
15 UBS Group AG 14,654 44,000 0.32%
16 CITADEL ADVISORS LLC 14,753 44,000 0.32%
17 Psagot Value Holdings Ltd. 19,531 59,000 0.43%
18 NORTHERN TRUST CORP 20,417 61,000 0.45%
19 BRIDGEWAY CAPITAL MANAGEMENT, LLC 31,075 94,000 0.69%
20 BlackRock Fund Advisors 42,104 127,000 0.93%
21 KEANE CAPITAL PARTNERS, LLC 62,600 188,000 1.38%
22 Bank of New York Mellon Corp 65,000 195,000 1.43%
23 GEODE CAPITAL MANAGEMENT, LLC 68,877 207,000 1.52%
24 Teton Advisors, Inc. 89,440 269,000 1.97%
25 US BANCORP \DE\ 99,010 298,000 2.18%
26 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 109,780 330,000 2.42%
27 RBF Capital, LLC 130,194 392,000 2.87%
28 VANGUARD GROUP INC 385,028 1,159,000 8.48%
29 RENAISSANCE TECHNOLOGIES LLC 391,900 1,180,000 8.64%
30 BlackRock Institutional Trust Company, N.A. 425,880 1,282,000 9.39%
31 GREAT AMERICAN GROUP, INC. 650,000 1,957,000 14.33%
32 GRACE & WHITE INC /NY 875,810 2,636,000 19.30%
33 GENDELL JEFFREY L 1,019,821 3,070,000 22.47%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.