| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 2,764,661 | 96,707,000 | 27.91% | ||
| 2 | Bulldog Investors, LLP | 1,285,296 | 44,960,000 | 12.98% | ||
| 3 | Karpus Management, Inc. | 1,163,724 | 40,707,000 | 11.75% | ||
| 4 | Gramercy Funds Management LLC | 763,801 | 26,718,000 | 7.71% | ||
| 5 | Overbrook Management Corp | 445,873 | 15,597,000 | 4.50% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 374,652 | 13,105,000 | 3.78% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 370,834 | 12,972,000 | 3.74% | ||
| 8 | MORGAN STANLEY | 358,169 | 12,529,000 | 3.62% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 333,177 | 11,655,000 | 3.36% | ||
| 10 | 1607 Capital Partners, LLC | 261,838 | 9,159,000 | 2.64% | ||
| 11 | HSBC HOLDINGS PLC | 219,899 | 7,692,000 | 2.22% | ||
| 12 | GOLDMAN SACHS GROUP INC | 200,737 | 7,022,000 | 2.03% | ||
| 13 | Mraz, Amerine & Associates, Inc. | 150,929 | 5,279,000 | 1.52% | ||
| 14 | Relative Value Partners, LLC | 144,346 | 5,049,000 | 1.46% | ||
| 15 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 127,863 | 4,472,000 | 1.29% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 111,117 | 3,887,000 | 1.12% | ||
| 17 | Thomas J. Herzfeld Advisors, Inc. | 93,924 | 3,285,000 | 0.95% | ||
| 18 | CORNERSTONE ADVISORS INC | 82,321 | 2,880,000 | 0.83% | ||
| 19 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 77,072 | 2,694,000 | 0.78% | ||
| 20 | SG Americas Securities, LLC | 65,079 | 2,276,000 | 0.66% | ||
| 21 | NEVILLE RODIE & SHAW INC | 47,364 | 1,657,000 | 0.48% | ||
| 22 | DOLIVER ADVISORS, LP | 43,062 | 1,506,000 | 0.43% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 37,119 | 1,298,000 | 0.37% | ||
| 24 | Raymond James Financial Services Advisors, Inc. | 35,631 | 1,246,000 | 0.36% | ||
| 25 | FIRST TRUST ADVISORS LP | 34,335 | 1,201,000 | 0.35% | ||
| 26 | Columbia Asset Management | 43,700 | 1,142,000 | 0.33% | ||
| 27 | Cannell & Co. | 31,426 | 1,099,000 | 0.32% | ||
| 28 | FIRST FOUNDATION ADVISORS | 29,811 | 1,043,000 | 0.30% | ||
| 29 | LEVIN CAPITAL STRATEGIES, L.P. | 24,869 | 870,000 | 0.25% | ||
| 30 | WELLS FARGO & COMPANY/MN | 17,923 | 627,000 | 0.18% | ||
| 31 | LPL Financial LLC | 13,865 | 481,000 | 0.14% | ||
| 32 | Taylor, Cottrill LLC | 13,305 | 465,000 | 0.13% | ||
| 33 | Stratos Wealth Partners, LTD. | 12,461 | 437,000 | 0.13% | ||
| 34 | SII INVESTMENTS INC/WI | 12,111 | 424,000 | 0.12% | ||
| 35 | Rathbones Group PLC | 11,774 | 412,000 | 0.12% | ||
| 36 | PINNACLE ASSOCIATES LTD | 11,575 | 405,000 | 0.12% | ||
| 37 | TIAA CREF TRUST CO FSB/MO | 10,095 | 353,000 | 0.10% | ||
| 38 | GUGGENHEIM CAPITAL LLC | 9,937 | 348,000 | 0.10% | ||
| 39 | GSA CAPITAL PARTNERS LLP | 9,200 | 322,000 | 0.09% | ||
| 40 | Commonwealth Equity Services, Inc | 8,553 | 299,000 | 0.09% | ||
| 41 | UBS Group AG | 7,327 | 256,000 | 0.07% | ||
| 42 | FIRST MANHATTAN CO. LLC. | 6,969 | 243,000 | 0.07% | ||
| 43 | Linscomb Wealth, Inc. | 6,740 | 236,000 | 0.07% | ||
| 44 | Cambridge Investment Research Advisors, Inc. | 6,047 | 212,000 | 0.06% | ||
| 45 | MONETARY MANAGEMENT GROUP INC | 5,830 | 204,000 | 0.06% | ||
| 46 | ROYAL BANK OF CANADA | 5,649 | 198,000 | 0.06% | ||
| 47 | Baker Ellis Asset Management LLC | 5,300 | 185,000 | 0.05% | ||
| 48 | Creative Planning | 3,657 | 128,000 | 0.04% | ||
| 49 | Kistler-Tiffany Companies, LLC | 3,442 | 120,000 | 0.03% | ||
| 50 | BANK OF MONTREAL /CAN/ | 2,500 | 87,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
