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AUSPEX PHARMACEUTICALS INC
AUSPEX PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 46 Institutional holders with a total value of $270,345,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 2,169,900 66,746,000 24.69%
2 DEERFIELD MANAGEMENT COMPANY, L.P. 1,988,990 61,181,000 22.63%
3 MILLENNIUM MANAGEMENT LLC 898,157 27,627,000 10.22%
4 FRANKLIN RESOURCES INC 492,500 15,149,000 5.60%
5 KINGDON CAPITAL MANAGEMENT, L.L.C. 401,733 12,353,000 4.57%
6 AMERIPRISE FINANCIAL INC 379,624 11,676,000 4.32%
7 JENNISON ASSOCIATES LLC 300,000 9,228,000 3.41%
8 Visium Asset Management, LP 233,625 7,187,000 2.66%
9 WALL STREET ASSOCIATES 225,000 6,921,000 2.56%
10 BlackRock Fund Advisors 221,029 6,799,000 2.51%
11 Bank of New York Mellon Corp 186,340 5,732,000 2.12%
12 PUTNAM INVESTMENTS LLC 164,438 5,058,000 1.87%
13 WELLINGTON MANAGEMENT GROUP LLP 104,210 3,205,000 1.19%
14 DRIEHAUS CAPITAL MANAGEMENT LLC 102,552 3,154,000 1.17%
15 Cormorant Asset Management, LP 100,000 3,076,000 1.14%
16 BlackRock Institutional Trust Company, N.A. 94,420 2,904,000 1.07%
17 MARXE AUSTIN W & GREENHOUSE DAVID M 79,700 2,452,000 0.91%
18 STATE STREET CORP 77,199 2,373,000 0.88%
19 JPMORGAN CHASE & CO 77,075 2,371,000 0.88%
20 MORGAN STANLEY 74,377 2,288,000 0.85%
21 EMERALD MUTUAL FUND ADVISERS TRUST 58,630 1,803,000 0.67%
22 State of New Jersey Common Pension Fund A 43,400 1,335,000 0.49%
23 GEODE CAPITAL MANAGEMENT, LLC 42,296 1,301,000 0.48%
24 EMERALD ADVISERS, LLC 41,390 1,273,000 0.47%
25 VANGUARD GROUP INC 36,996 1,138,000 0.42%
26 NORTHERN TRUST CORP 32,365 996,000 0.37%
27 TIAA CREF INVESTMENT MANAGEMENT LLC 30,034 924,000 0.34%
28 SHEPHERD KAPLAN KROCHUK, LLC 29,681 913,000 0.34%
29 BlackRock Investment Management, LLC 23,031 708,000 0.26%
30 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 14,600 449,000 0.17%
31 Hatteras Alternative Mutual Funds, LLC 13,317 410,000 0.15%
32 TEACHERS ADVISORS, LLC 11,470 353,000 0.13%
33 METROPOLITAN LIFE INSURANCE CO/NY 9,745 300,000 0.11%
34 NJ State Employees Deferred Compensation Plan 6,600 204,000 0.08%
35 TOCQUEVILLE ASSET MANAGEMENT L.P. 6,500 200,000 0.07%
36 Creative Planning 4,000 123,000 0.05%
37 Nationwide Fund Advisors 3,971 122,000 0.05%
38 DEUTSCHE BANK AG\ 2,640 81,000 0.03%
39 BLACKROCK ADVISORS LLC 2,256 69,000 0.03%
40 Tower Research Capital LLC (TRC) 2,000 62,000 0.02%
41 CITIGROUP INC 1,446 44,000 0.02%
42 UBS AG 689 21,000 0.01%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 500 15,000 0.01%
44 BARCLAYS PLC 220 7,000 0.00%
45 MANAGED ACCOUNT ADVISORS LLC 223 7,000 0.00%
46 BlackRock Finance, Inc. 218 7,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.