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AUSPEX PHARMACEUTICALS INC
AUSPEX PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 71 Institutional holders with a total value of $313,481,588.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 2,619,571 67,244,000 21.45%
2 DEERFIELD MANAGEMENT COMPANY, L.P. 2,512,160 64,487,000 20.57%
3 MILLENNIUM MANAGEMENT LLC 1,167,255 29,963,000 9.56%
4 FRANKLIN RESOURCES INC 674,550 17,316,000 5.52%
5 AMERIPRISE FINANCIAL INC 441,847 11,343,000 3.62%
6 WALL STREET ASSOCIATES 435,000 11,166,000 3.56%
7 KINGDON CAPITAL MANAGEMENT, L.L.C. 423,879 10,872,000 3.47%
8 VANGUARD GROUP INC 362,831 9,313,000 2.97%
9 JPMORGAN CHASE & CO 314,607 8,076,000 2.58%
10 JENNISON ASSOCIATES LLC 255,313 6,554,000 2.09%
11 BlackRock Fund Advisors 221,096 5,676,000 1.81%
12 Visium Asset Management, LP 183,625 4,714,000 1.50%
13 SPHERA FUNDS MANAGEMENT LTD. 165,074 4,237,000 1.35%
14 PUTNAM INVESTMENTS LLC 163,738 4,203,000 1.34%
15 STATE STREET CORP 153,539 3,938,000 1.26%
16 DAFNA Capital Management LLC 152,002 3,902,000 1.24% SH
17 BANK OF MONTREAL /CAN/ 130,861 3,359,000 1.07%
18 Bank of New York Mellon Corp 130,010 3,338,000 1.06%
19 KNOTT DAVID M 128,500 3,298,595 1.05%
20 SABBY MANAGEMENT, LLC 120,000 3,080,000 0.98%
21 BlackRock Institutional Trust Company, N.A. 114,624 2,942,000 0.94%
22 EMERALD ADVISERS, LLC 109,230 2,804,000 0.89%
23 NORTHERN TRUST CORP 106,790 2,742,000 0.87%
24 EMERALD MUTUAL FUND ADVISERS TRUST 102,010 2,619,000 0.84%
25 PERCEPTIVE ADVISORS LLC 100,000 2,567,000 0.82%
26 Cormorant Asset Management, LP 100,000 2,567,000 0.82%
27 Iguana Healthcare Management, LLC 90,000 2,310,000 0.74%
28 GEODE CAPITAL MANAGEMENT, LLC 73,011 1,874,000 0.60%
29 DRIEHAUS CAPITAL MANAGEMENT LLC 66,740 1,713,000 0.55%
30 J. Goldman & Co LP 52,500 1,348,000 0.43%
31 Lombard Odier Asset Management (USA) Corp 51,400 1,319,000 0.42%
32 TIAA CREF INVESTMENT MANAGEMENT LLC 49,081 1,260,000 0.40%
33 State of New Jersey Common Pension Fund D 43,400 1,114,000 0.36%
34 GREEN ARROW CAPITAL MANAGEMENT LLC 40,000 1,027,000 0.33%
35 Granite Point Capital Management, L.P. 40,000 1,027,000 0.33%
36 Alyeska Investment Group, L.P. 34,856 895,000 0.29%
37 PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC 34,316 881,000 0.28%
38 SHEPHERD KAPLAN KROCHUK, LLC 28,149 723,000 0.23%
39 BlackRock Investment Management, LLC 27,075 695,000 0.22%
40 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 23,146 595,000 0.19%
41 TFS CAPITAL LLC 18,437 473,000 0.15%
42 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 17,184 441,000 0.14%
43 BLUE ARROW CAPITAL MANAGEMENT LLC 15,000 385,000 0.12%
44 BLACKROCK ADVISORS LLC 12,349 317,000 0.10%
45 Paloma Partners Management Co 11,790 303,000 0.10%
46 DEUTSCHE BANK AG\ 10,548 270,000 0.09%
47 Swiss National Bank 10,300 264,000 0.08%
48 TEACHERS ADVISORS, LLC 9,456 243,000 0.08%
49 CREDIT SUISSE AG/ 9,211 237,000 0.08%
50 Nationwide Fund Advisors 8,693 223,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.