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ADVERUM BIOTECHNOLOGIES INC
ADVERUM BIOTECHNOLOGIES INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 74 Institutional holders with a total value of $36,460,138.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Wildcat Capital Management, LLC 15,000 41,000 0.11%
52 WELLS FARGO & COMPANY/MN 14,447 39,000 0.11%
53 AMERICAN INTERNATIONAL GROUP, INC. 14,162 38,000 0.10%
54 STEVENS CAPITAL MANAGEMENT LP 13,953 38,000 0.10%
55 BARCLAYS PLC 13,303 35,000 0.10%
56 Squarepoint Ops LLC 10,544 28,000 0.08%
57 GROUP ONE TRADING LLC 6,895 19,000 0.05%
58 ROYAL BANK OF CANADA 6,515 17,000 0.05%
59 IFP ADVISORS, INC 6,000 16,000 0.04%
60 Tower Research Capital LLC (TRC) 4,676 13,000 0.04%
61 Legal & General Group Plc 4,482 12,000 0.03%
62 BANK OF AMERICA CORP /DE/ 4,074 11,000 0.03%
63 ACROSPIRE INVESTMENT MANAGEMENT LLC 2,401 6,000 0.02%
64 CITIGROUP INC 2,284 6,000 0.02%
65 MEEDER ASSET MANAGEMENT INC 1,546 4,000 0.01%
66 Ameritas Investment Partners, Inc. 1,509 4,000 0.01%
67 UBS Group AG 1,608 4,000 0.01%
68 MANUFACTURERS LIFE INSURANCE COMPANY, THE 653 2,000 0.01%
69 JACOBI CAPITAL MANAGEMENT LLC 200 1,000 0.00%
70 Edge Wealth Management LLC 250 1,000 0.00%
71 ADVISOR GROUP, INC. 500 1,000 0.00%
72 PRELUDE CAPITAL MANAGEMENT, LLC 400 1,000 0.00%
73 BNP PARIBAS FINANCIAL MARKETS 51 138 0.00%
74 SEI INVESTMENTS CO 171 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.