| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | JPMORGAN CHASE & CO | 1,300,000 | 127,969,000 | 28.25% | ||
| 2 | Pinnacle Summer Investments, Inc. | 43,739,000 | 43,029,000 | 9.50% | PRN | |
| 3 | ADVENT CAPITAL MANAGEMENT /DE/ | 41,169,000 | 40,671,000 | 8.98% | PRN | |
| 4 | EJF Capital LP | 37,000,000 | 36,515,000 | 8.06% | PRN | |
| 5 | ZAZOVE ASSOCIATES LLC | 26,980,000 | 26,626,000 | 5.88% | PRN | |
| 6 | CITADEL ADVISORS LLC | 26,417,000 | 26,106,000 | 5.76% | PRN | |
| 7 | BlackRock Finance, Inc. | 25,500,000 | 25,102,000 | 5.54% | PRN | |
| 8 | Invesco Ltd. | 20,416,000 | 20,097,000 | 4.44% | ||
| 9 | NOMURA HOLDINGS INC | 19,397,000 | 19,155,000 | 4.23% | PRN | |
| 10 | BlueCrest Capital Management Ltd | 12,175,000 | 14,277,000 | 3.15% | PRN | |
| 11 | BlueCrest Capital Management LLP | 12,175,000 | 14,277,000 | 3.15% | PRN | |
| 12 | RWC Asset Management LLP | 11,650,000 | 11,243,000 | 2.48% | PRN | |
| 13 | FMR LLC | 11,000,000 | 10,828,000 | 2.39% | PRN | |
| 14 | Assured Investment Management LLC | 10,000,000 | 9,957,000 | 2.20% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 7,494,000 | 7,377,000 | 1.63% | PRN | |
| 16 | CREDIT AGRICOLE S A | 3,980,000 | 3,918,000 | 0.87% | PRN | |
| 17 | DEUTSCHE BANK AG\ | 3,619,000 | 3,562,000 | 0.79% | PRN | |
| 18 | BASSO CAPITAL MANAGEMENT, L.P. | 3,500,000 | 3,454,000 | 0.76% | PRN | |
| 19 | TD Securities (USA) LLC | 3,000,000 | 2,933,000 | 0.65% | PRN | |
| 20 | MORGAN STANLEY | 2,051,000 | 2,018,000 | 0.45% | PRN | |
| 21 | Bank of New York Mellon Corp | 1,500,000 | 1,448,000 | 0.32% | ||
| 22 | Investors Capital Advisory Services | 802,000 | 788,000 | 0.17% | ||
| 23 | WELLS FARGO & COMPANY/MN | 381,000 | 380,000 | 0.08% | PRN | |
| 24 | SUNTRUST BANKS INC | 382,000 | 375,000 | 0.08% | ||
| 25 | ENVESTNET ASSET MANAGEMENT INC | 169,000 | 166,000 | 0.04% | ||
| 26 | D.A. DAVIDSON & CO. | 141,000 | 140,000 | 0.03% | ||
| 27 | Argentus Capital Management, LLC | 121,000 | 121,000 | 0.03% | PRN | |
| 28 | MCGLINN CAPITAL MANAGEMENT INC | 100,000 | 98,000 | 0.02% | PRN | |
| 29 | Wellesley Asset Management | 70,034 | 69,756 | 0.02% | PRN | |
| 30 | CITIGROUP INC | 67,000 | 66,000 | 0.01% | PRN | |
| 31 | First Allied Asset Management, Inc. | 48,000 | 48,000 | 0.01% | PRN | |
| 32 | HighTower Advisors, LLC | 38,000 | 37,000 | 0.01% | PRN | |
| 33 | Commonwealth Equity Services, Inc | 24,000 | 24,000 | 0.01% | ||
| 34 | BARCLAYS PLC | 23,000 | 23,000 | 0.01% | PRN | |
| 35 | Stifel Trust Company, N.A. | 24,000 | 23,000 | 0.01% | PRN | |
| 36 | Jefferies Group LLC | 20,000 | 20,000 | 0.00% | PRN | |
| 37 | Creative Planning | 4,000 | 4,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
