| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 71,045,000 | 76,793,000 | 21.43% | PRN | |
| 2 | CITADEL ADVISORS LLC | 56,000,000 | 60,516,000 | 16.89% | PRN | |
| 3 | Panning Capital Management, LP | 55,000,000 | 59,781,000 | 16.69% | PRN | |
| 4 | LINDEN ADVISORS LP | 31,661,000 | 34,134,000 | 9.53% | PRN | |
| 5 | ZAZOVE ASSOCIATES LLC | 26,200,000 | 28,312,000 | 7.90% | PRN | |
| 6 | Invesco Ltd. | 16,567,000 | 17,830,000 | 4.98% | ||
| 7 | JPMORGAN CHASE & CO | 15,076,000 | 16,226,000 | 4.53% | PRN | |
| 8 | FMR LLC | 11,000,000 | 11,839,000 | 3.30% | PRN | |
| 9 | RWC Asset Management LLP | 8,150,000 | 8,639,000 | 2.41% | PRN | |
| 10 | Jefferies Group LLC | 7,008,000 | 7,542,000 | 2.11% | PRN | |
| 11 | Weiss Asset Management LP | 5,100,000 | 5,406,000 | 1.51% | PRN | |
| 12 | Pine River Capital Management L.P. | 5,000,000 | 5,394,000 | 1.51% | PRN | |
| 13 | CREDIT AGRICOLE S A | 4,940,000 | 5,317,000 | 1.48% | PRN | |
| 14 | DEUTSCHE BANK AG\ | 4,016,000 | 4,322,000 | 1.21% | PRN | |
| 15 | SSI INVESTMENT MANAGEMENT LLC | 3,727,000 | 4,009,000 | 1.12% | PRN | |
| 16 | Ferox Capital Management LP | 2,000,000 | 2,145,000 | 0.60% | PRN | |
| 17 | BANK OF AMERICA CORP /DE/ | 1,835,000 | 1,945,000 | 0.54% | PRN | |
| 18 | NOMURA HOLDINGS INC | 1,520,000 | 1,636,000 | 0.46% | PRN | |
| 19 | Paloma Partners Management Co | 1,500,000 | 1,617,000 | 0.45% | PRN | |
| 20 | Bank of New York Mellon Corp | 1,500,000 | 1,590,000 | 0.44% | ||
| 21 | WELLS FARGO & COMPANY/MN | 922,000 | 995,000 | 0.28% | PRN | |
| 22 | Investors Capital Advisory Services | 724,000 | 778,000 | 0.22% | ||
| 23 | SUNTRUST BANKS INC | 399,000 | 429,000 | 0.12% | ||
| 24 | IRON Financial LLC | 375,000 | 407,000 | 0.11% | ||
| 25 | BARCLAYS PLC | 213,000 | 228,000 | 0.06% | PRN | |
| 26 | D.A. DAVIDSON & CO. | 153,000 | 164,000 | 0.05% | ||
| 27 | MCGLINN CAPITAL MANAGEMENT INC | 100,000 | 108,000 | 0.03% | PRN | |
| 28 | Wellesley Asset Management | 73,026 | 79,426 | 0.02% | PRN | |
| 29 | Prospera Financial Services Inc | 25,000 | 27,000 | 0.01% | ||
| 30 | MORGAN STANLEY | 24,000 | 26,000 | 0.01% | PRN | |
| 31 | STIFEL FINANCIAL CORP | 24,000 | 26,000 | 0.01% | PRN | |
| 32 | Creative Planning | 14,000 | 15,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
