| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ACG Wealth | 11,000 | 10,000 | 0.00% | ||
| 2 | Raymond James Financial Services Advisors, Inc. | 18,000 | 16,000 | 0.01% | PRN | |
| 3 | CITIGROUP INC | 23,000 | 21,000 | 0.01% | PRN | |
| 4 | STIFEL FINANCIAL CORP | 24,000 | 22,000 | 0.01% | PRN | |
| 5 | HighTower Advisors, LLC | 41,000 | 37,000 | 0.01% | PRN | |
| 6 | BlackRock Fund Advisors | 50,000 | 45,000 | 0.01% | PRN | |
| 7 | Wellesley Asset Management | 73,440 | 66,050 | 0.02% | PRN | |
| 8 | SSI INVESTMENT MANAGEMENT LLC | 126,000 | 113,000 | 0.04% | PRN | |
| 9 | D.A. DAVIDSON & CO. | 153,000 | 136,000 | 0.04% | ||
| 10 | GOLDMAN SACHS GROUP INC | 179,000 | 160,000 | 0.05% | PRN | |
| 11 | BANK OF AMERICA CORP /DE/ | 205,000 | 183,000 | 0.06% | PRN | |
| 12 | SUNTRUST BANKS INC | 258,000 | 230,000 | 0.08% | ||
| 13 | MORGAN STANLEY | 338,000 | 302,000 | 0.10% | PRN | |
| 14 | IRON Financial LLC | 425,000 | 384,000 | 0.13% | ||
| 15 | Investors Capital Advisory Services | 532,000 | 475,000 | 0.16% | ||
| 16 | Bank of New York Mellon Corp | 750,000 | 673,000 | 0.22% | ||
| 17 | NOMURA HOLDINGS INC | 1,187,000 | 1,062,000 | 0.35% | PRN | |
| 18 | Calamos Advisors LLC | 2,000,000 | 1,792,000 | 0.59% | PRN | |
| 19 | GRATIA CAPITAL, LLC | 2,000,000 | 1,806,000 | 0.60% | PRN | |
| 20 | Ameritas Investment Partners, Inc. | 2,730,000 | 2,441,000 | 0.81% | PRN | |
| 21 | Hilton Capital Management, LLC | 3,150,000 | 2,817,000 | 0.93% | PRN | |
| 22 | JPMORGAN CHASE & CO | 3,483,000 | 3,125,000 | 1.03% | PRN | |
| 23 | SG Americas Securities, LLC | 41,250 | 3,710,000 | 1.22% | PRN | |
| 24 | Jefferies Group LLC | 4,504,000 | 4,038,000 | 1.33% | PRN | |
| 25 | CREDIT AGRICOLE S A | 5,187,000 | 4,639,000 | 1.53% | PRN | |
| 26 | BASSO CAPITAL MANAGEMENT, L.P. | 5,900,000 | 5,261,000 | 1.74% | PRN | |
| 27 | BESSEMER GROUP INC | 7,000,000 | 6,068,000 | 2.00% | PRN | |
| 28 | DEUTSCHE BANK AG\ | 8,034,000 | 7,185,000 | 2.37% | PRN | |
| 29 | WELLS FARGO & COMPANY/MN | 9,360,000 | 8,377,000 | 2.76% | PRN | |
| 30 | Invesco Ltd. | 14,567,000 | 13,028,000 | 4.30% | PRN | |
| 31 | AQR ARBITRAGE LLC | 18,375,000 | 16,526,000 | 5.45% | PRN | |
| 32 | FMR LLC | 18,500,000 | 16,546,000 | 5.46% | PRN | |
| 33 | ZAZOVE ASSOCIATES LLC | 42,140,000 | 37,787,000 | 12.47% | PRN | |
| 34 | Panning Capital Management, LP | 52,500,000 | 47,417,000 | 15.65% | PRN | |
| 35 | ADVENT CAPITAL MANAGEMENT /DE/ | 63,967,000 | 57,351,000 | 18.93% | PRN | |
| 36 | LINDEN ADVISORS LP | 65,826,000 | 59,130,000 | 19.52% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
