| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ACG Wealth | 11,000 | 10,000 | 0.00% | ||
| 2 | HighTower Advisors, LLC | 14,000 | 13,000 | 0.00% | PRN | |
| 3 | Raymond James Financial Services Advisors, Inc. | 18,000 | 17,000 | 0.01% | PRN | |
| 4 | NOMURA HOLDINGS INC | 19,000 | 18,000 | 0.01% | PRN | |
| 5 | STIFEL FINANCIAL CORP | 24,000 | 23,000 | 0.01% | PRN | |
| 6 | BlackRock Fund Advisors | 50,000 | 47,000 | 0.01% | PRN | |
| 7 | ADVISOR GROUP, INC. | 64 | 60,000 | 0.02% | PRN | |
| 8 | Wellesley Asset Management | 77,172 | 73,506 | 0.02% | PRN | |
| 9 | SSI INVESTMENT MANAGEMENT LLC | 126,000 | 119,000 | 0.04% | PRN | |
| 10 | D.A. DAVIDSON & CO. | 160,000 | 152,000 | 0.05% | ||
| 11 | SUNTRUST BANKS INC | 255,000 | 241,000 | 0.07% | ||
| 12 | MORGAN STANLEY | 311,000 | 295,000 | 0.09% | PRN | |
| 13 | IRON Financial LLC | 400,000 | 386,000 | 0.12% | ||
| 14 | Investors Capital Advisory Services | 522,000 | 494,000 | 0.15% | ||
| 15 | WELLS FARGO & COMPANY/MN | 771,000 | 727,000 | 0.23% | PRN | |
| 16 | CREDIT SUISSE AG/ | 33,243 | 782,000 | 0.24% | PRN | |
| 17 | Calamos Advisors LLC | 2,000,000 | 1,899,000 | 0.59% | PRN | |
| 18 | Owl Creek Asset Management, L.P. | 2,000,000 | 1,938,000 | 0.60% | PRN | |
| 19 | Bank of New York Mellon Corp | 2,250,000 | 2,138,000 | 0.66% | ||
| 20 | Ameritas Investment Partners, Inc. | 2,730,000 | 2,586,000 | 0.80% | PRN | |
| 21 | Hilton Capital Management, LLC | 2,850,000 | 2,700,000 | 0.84% | PRN | |
| 22 | GRATIA CAPITAL, LLC | 3,000,000 | 2,853,000 | 0.89% | PRN | |
| 23 | SG Americas Securities, LLC | 35,780 | 3,408,000 | 1.06% | PRN | |
| 24 | SOCIETE GENERALE | 35,780 | 3,408,000 | 1.06% | PRN | |
| 25 | CREDIT AGRICOLE S A | 4,230,000 | 4,008,000 | 1.24% | PRN | |
| 26 | BASSO CAPITAL MANAGEMENT, L.P. | 5,900,000 | 5,564,000 | 1.73% | PRN | |
| 27 | BESSEMER GROUP INC | 6,000,000 | 5,610,000 | 1.74% | PRN | |
| 28 | GOLDMAN SACHS GROUP INC | 6,607,000 | 6,260,000 | 1.94% | PRN | |
| 29 | DEUTSCHE BANK AG\ | 7,898,000 | 7,483,000 | 2.32% | PRN | |
| 30 | JPMORGAN CHASE & CO | 7,947,000 | 7,550,000 | 2.34% | PRN | |
| 31 | Pine River Capital Management L.P. | 8,500,000 | 8,041,000 | 2.50% | PRN | |
| 32 | Jefferies Group LLC | 11,309,000 | 10,852,000 | 3.37% | PRN | |
| 33 | OAKTREE CAPITAL MANAGEMENT LP | 12,127,000 | 11,566,000 | 3.59% | PRN | |
| 34 | Invesco Ltd. | 17,567,000 | 16,645,000 | 5.17% | PRN | |
| 35 | AQR ARBITRAGE LLC | 18,375,000 | 17,502,000 | 5.43% | PRN | |
| 36 | FMR LLC | 18,500,000 | 17,529,000 | 5.44% | PRN | |
| 37 | Panning Capital Management, LP | 27,400,000 | 26,383,000 | 8.19% | PRN | |
| 38 | ZAZOVE ASSOCIATES LLC | 41,755,000 | 39,589,000 | 12.29% | PRN | |
| 39 | ADVENT CAPITAL MANAGEMENT /DE/ | 58,603,000 | 55,727,000 | 17.30% | PRN | |
| 40 | LINDEN ADVISORS LP | 60,339,000 | 57,452,000 | 17.83% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
