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ETF SER SOLUTIONS
ETF SER SOLUTIONS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 19 Institutional holders with a total value of $38,261,349.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 406,748 18,324,000 47.89%
2 TRUSTMARK BANK TRUST DEPARTMENT 102,683 4,647,000 12.15%
3 NATIONAL PLANNING CORP 90,962 4,081,000 10.67%
4 Tuttle Capital Management, LLC 53,785 2,431,000 6.35%
5 JANE STREET GROUP, LLC 46,911 2,123,000 5.55%
6 Commonwealth Equity Services, Inc 39,269 1,777,000 4.64%
7 Advisory Services Network, LLC 38,242 1,730,000 4.52%
8 AMERICAN INTERNATIONAL GROUP, INC. 20,535 929,349 2.43%
9 RAYMOND JAMES & ASSOCIATES 19,965 904,000 2.36%
10 JPMORGAN CHASE & CO 10,378 470,000 1.23%
11 Robert W. Baird & Co. Inc 9,985 452,000 1.18%
12 ROYAL BANK OF CANADA 3,509 159,000 0.42%
13 MORGAN STANLEY 2,211 100,000 0.26%
14 PNC FINANCIAL SERVICES GROUP, INC. 2,012 92,000 0.24%
15 MSI Financial Services Inc 375 17,000 0.04%
16 BANK OF MONTREAL /CAN/ 289 13,000 0.03%
17 BANK OF AMERICA CORP /DE/ 200 9,000 0.02%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 62 3,000 0.01%
19 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.