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ETF SER SOLUTIONS
ETF SER SOLUTIONS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 34 Institutional holders with a total value of $47,489,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 621,223 23,290,000 49.04%
2 Madrona Financial Services, LLC 124,086 4,652,000 9.80%
3 TRUSTMARK BANK TRUST DEPARTMENT 122,378 4,588,000 9.66%
4 ARCUS CAPITAL PARTNERS, LLC 50,685 1,900,000 4.00%
5 ROYAL BANK OF CANADA 36,611 1,373,000 2.89%
6 Commonwealth Equity Services, Inc 30,907 1,159,000 2.44%
7 WFG Advisors, LP 26,890 1,008,000 2.12%
8 JANE STREET GROUP, LLC 24,631 923,000 1.94%
9 ENVESTNET ASSET MANAGEMENT INC 22,079 828,000 1.74%
10 Argentus Capital Management, LLC 20,763 778,000 1.64%
11 PROFICIO CAPITAL PARTNERS LLC 20,175 756,000 1.59%
12 RAYMOND JAMES & ASSOCIATES 20,030 751,000 1.58%
13 MILLENNIUM MANAGEMENT LLC 19,771 741,000 1.56%
14 Virtu KCG Holdings LLC 19,554 733,000 1.54%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,481 693,000 1.46%
16 AMERICAN INTERNATIONAL GROUP, INC. 15,858 594,000 1.25%
17 CIDEL ASSET MANAGEMENT INC 12,897 485,000 1.02%
18 BAIRD FINANCIAL GROUP, INC. 9,422 353,000 0.74%
19 MSI Financial Services Inc 8,408 315,000 0.66%
20 Advisory Services Network, LLC 7,927 297,000 0.63%
21 JPMORGAN CHASE & CO 7,263 272,000 0.57%
22 LPL Financial LLC 6,786 249,000 0.52%
23 IFP ADVISORS, INC 5,651 212,000 0.45%
24 Cambridge Investment Research Advisors, Inc. 5,355 201,000 0.42%
25 UBS Group AG 2,573 96,000 0.20%
26 MORGAN STANLEY 2,211 83,000 0.17%
27 PNC FINANCIAL SERVICES GROUP, INC. 2,012 76,000 0.16%
28 FIFTH THIRD BANCORP 800 30,000 0.06%
29 AUSDAL FINANCIAL PARTNERS, INC. 712 27,000 0.06%
30 NEWFOUND RESEARCH LLC 353 13,000 0.03%
31 BANK OF AMERICA CORP /DE/ 233 9,000 0.02%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 59 2,000 0.00%
33 Burt Wealth Advisors 52 2,000 0.00%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.