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ETF SER SOLUTIONS
ETF SER SOLUTIONS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 26 Institutional holders with a total value of $58,344,854.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 526,663 23,725,000 40.66%
2 NATIONAL PLANNING CORP 119,625 5,388,000 9.23%
3 TRUSTMARK BANK TRUST DEPARTMENT 116,813 5,260,000 9.02%
4 ROYAL BANK OF CANADA 95,977 4,322,000 7.41%
5 Institute for Wealth Management, LLC. 85,476 3,849,000 6.60%
6 JANE STREET GROUP, LLC 64,208 2,891,000 4.96%
7 Madrona Financial Services, LLC 63,207 2,846,000 4.88%
8 ENVESTNET ASSET MANAGEMENT INC 35,866 1,615,000 2.77%
9 Commonwealth Equity Services, Inc 35,109 1,581,000 2.71%
10 Advisory Services Network, LLC 29,305 1,329,000 2.28%
11 Tuttle Capital Management, LLC 20,236 911,000 1.56%
12 RAYMOND JAMES & ASSOCIATES 20,030 902,000 1.55%
13 AMERICAN INTERNATIONAL GROUP, INC. 19,295 868,854 1.49%
14 Argentus Capital Management, LLC 16,649 750,000 1.29%
15 Cambridge Investment Research Advisors, Inc. 11,786 531,000 0.91%
16 BAIRD FINANCIAL GROUP, INC. 9,464 426,000 0.73%
17 JPMORGAN CHASE & CO 7,995 360,000 0.62%
18 Hilltop Holdings Inc. 5,822 262,000 0.45%
19 Covenant Multifamily Offices, LLC 5,500 248,000 0.43%
20 MORGAN STANLEY 2,211 100,000 0.17%
21 PNC FINANCIAL SERVICES GROUP, INC. 2,012 90,000 0.15%
22 FIFTH THIRD BANCORP 800 36,000 0.06%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 623 28,000 0.05%
24 MSI Financial Services Inc 375 17,000 0.03%
25 BANK OF AMERICA CORP /DE/ 200 9,000 0.02%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.