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ETF SER SOLUTIONS
ETF SER SOLUTIONS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 28 Institutional holders with a total value of $61,774,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 618,470 24,857,000 40.24%
2 ENVESTNET ASSET MANAGEMENT INC 182,318 7,353,000 11.90%
3 TRUSTMARK BANK TRUST DEPARTMENT 122,973 4,960,000 8.03%
4 NATIONAL PLANNING CORP 128,085 4,899,000 7.93%
5 Madrona Financial Services, LLC 116,704 4,707,000 7.62%
6 Institute for Wealth Management, LLC. 77,128 3,111,000 5.04%
7 JANE STREET GROUP, LLC 72,516 2,925,000 4.74%
8 Commonwealth Equity Services, Inc 33,626 1,356,000 2.20%
9 Virtu KCG Holdings LLC 27,078 1,092,000 1.77%
10 Advisory Services Network, LLC 23,256 932,000 1.51%
11 ROYAL BANK OF CANADA 22,706 915,000 1.48%
12 RAYMOND JAMES & ASSOCIATES 20,042 808,000 1.31%
13 CIDEL ASSET MANAGEMENT INC 17,097 690,000 1.12%
14 AMERICAN INTERNATIONAL GROUP, INC. 16,317 658,000 1.07%
15 Cambridge Investment Research Advisors, Inc. 14,729 594,000 0.96%
16 MSI Financial Services Inc 12,950 522,000 0.85%
17 BAIRD FINANCIAL GROUP, INC. 9,422 380,000 0.62%
18 JPMORGAN CHASE & CO 8,321 336,000 0.54%
19 Covenant Multifamily Offices, LLC 5,500 222,000 0.36%
20 LPL Financial LLC 5,272 212,000 0.34%
21 MORGAN STANLEY 2,211 89,000 0.14%
22 PNC FINANCIAL SERVICES GROUP, INC. 2,012 82,000 0.13%
23 FIFTH THIRD BANCORP 800 32,000 0.05%
24 UBS Group AG 712 29,000 0.05%
25 BANK OF AMERICA CORP /DE/ 233 9,000 0.01%
26 Burt Wealth Advisors 52 2,000 0.00%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 59 2,000 0.00%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.