| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | D.A. DAVIDSON & CO. | 20,000 | 19,000 | 0.01% | ||
| 2 | WELLS FARGO & COMPANY/MN | 21,000 | 20,000 | 0.01% | PRN | |
| 3 | Cambridge Investment Research Advisors, Inc. | 25,000 | 24,000 | 0.01% | ||
| 4 | WEALTHSOURCE PARTNERS, LLC | 25,000 | 24,000 | 0.01% | ||
| 5 | STIFEL FINANCIAL CORP | 25,000 | 24,000 | 0.01% | ||
| 6 | IFP ADVISORS, INC | 28,000 | 27,000 | 0.01% | ||
| 7 | TDAM USA INC. | 32,000 | 31,000 | 0.02% | ||
| 8 | IFC Holdings Incorporated/FL | 34,000 | 34,000 | 0.02% | PRN | |
| 9 | AMERICAN INTERNATIONAL GROUP, INC. | 40 | 38,000 | 0.02% | PRN | |
| 10 | SII INVESTMENTS INC/WI | 45,000 | 44,000 | 0.02% | PRN | |
| 11 | Raymond James Financial Services Advisors, Inc. | 55,000 | 53,000 | 0.03% | PRN | |
| 12 | Commonwealth Equity Services, Inc | 93,000 | 90,000 | 0.05% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 133,000 | 129,000 | 0.07% | ||
| 14 | HighTower Advisors, LLC | 143,000 | 141,000 | 0.08% | PRN | |
| 15 | STIFEL FINANCIAL CORP | 152,585 | 153,000 | 0.08% | PRN | |
| 16 | ROYAL BANK OF CANADA | 190,000 | 185,000 | 0.10% | PRN | |
| 17 | LPL Financial LLC | 270,000 | 263,000 | 0.15% | ||
| 18 | CREDIT SUISSE AG/ | 311,000 | 302,000 | 0.17% | PRN | |
| 19 | IRON Financial LLC | 500,000 | 490,000 | 0.27% | ||
| 20 | BCWM, LLC | 993,000 | 965,000 | 0.53% | ||
| 21 | Cetera Advisors LLC | 1,045,000 | 1,013,000 | 0.56% | PRN | |
| 22 | AVIVA PLC | 1,350,000 | 1,316,000 | 0.73% | PRN | |
| 23 | Carnegie Investment Counsel | 1,450,000 | 1,404,000 | 0.78% | ||
| 24 | Calamos Advisors LLC | 2,300,000 | 2,250,000 | 1.25% | PRN | |
| 25 | BNP PARIBAS FINANCIAL MARKETS | 2,644,000 | 2,569,651 | 1.42% | PRN | |
| 26 | THRIVENT FINANCIAL FOR LUTHERANS | 3,500,000 | 3,421,000 | 1.89% | ||
| 27 | OAKTREE CAPITAL MANAGEMENT LP | 4,870,000 | 4,767,000 | 2.64% | PRN | |
| 28 | RIVERHEAD CAPITAL MANAGEMENT LLC | 5,000,000 | 4,855,000 | 2.69% | ||
| 29 | INCOME RESEARCH & MANAGEMENT | 6,313,000 | 6,135,000 | 3.40% | PRN | |
| 30 | MORGAN STANLEY | 6,830,000 | 6,501,000 | 3.60% | PRN | |
| 31 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 8,679,000 | 8,435,000 | 4.67% | ||
| 32 | CQS Cayman LP | 12,500,000 | 12,259,000 | 6.78% | PRN | |
| 33 | TD ASSET MANAGEMENT INC | 16,468,000 | 16,087,000 | 8.90% | ||
| 34 | Radcliffe Capital Management, L.P. | 24,667,000 | 23,995,000 | 13.28% | PRN | |
| 35 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 27,800,000 | 27,007,000 | 14.95% | PRN | |
| 36 | Pine River Capital Management L.P. | 57,000,000 | 55,627,000 | 30.78% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
