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RYDEX S&P CNSMR DISCRETIONARY
RYDEX S&P CNSMR DISCRETIONARY. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 33 Institutional holders with a total value of $47,151,970.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BBVA USA Bancshares, Inc. 118,362 10,487,000 22.24%
2 MORGAN STANLEY 115,995 10,276,000 21.79%
3 GOLDMAN SACHS GROUP INC 50,100 4,439,000 9.41%
4 EP Wealth Advisors, LLC 44,725 3,963,000 8.40%
5 WELLS FARGO & COMPANY/MN 34,727 3,076,000 6.52%
6 UBS Group AG 25,929 2,297,000 4.87%
7 ProVise Management Group, LLC 21,823 1,934,000 4.10%
8 BANK OF AMERICA CORP /DE/ 18,647 1,652,000 3.50%
9 VALICENTI ADVISORY SERVICES INC 11,960 1,060,000 2.25%
10 ROYAL BANK OF CANADA 11,029 977,000 2.07%
11 HighTower Advisors, LLC 10,449 926,000 1.96%
12 LPL Financial LLC 9,372 830,000 1.76%
13 Bison Wealth, LLC 8,226 729,000 1.55%
14 JPMORGAN CHASE & CO 6,063 537,000 1.14%
15 DAVENPORT & Co LLC 5,144 455,758 0.97%
16 Concert Wealth Management Inc. 4,723 419,000 0.89%
17 GW HENSSLER & ASSOCIATES LTD 4,636 411,000 0.87%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,553 403,000 0.85%
19 Gateway Advisory, LLC 4,386 389,000 0.82%
20 First Allied Advisory Services, Inc. 4,169 373,000 0.79%
21 ENVESTNET ASSET MANAGEMENT INC 3,375 299,000 0.63%
22 Legacy Private Trust Co. 3,111 276,000 0.59%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,027 267,000 0.57%
24 STIFEL FINANCIAL CORP 2,439 216,000 0.46%
25 Liberty Capital Management, Inc. 2,275 202,000 0.43%
26 NATIONAL PLANNING CORP 875 75,897 0.16%
27 MSI Financial Services Inc 733 65,000 0.14%
28 B. Riley Wealth Management, Inc. 575 50,000 0.11%
29 CITIGROUP INC 475 42,000 0.09%
30 AMERICAN INTERNATIONAL GROUP, INC. 139 12,315 0.03%
31 Creative Planning 127 11,000 0.02%
32 PRENTISS SMITH & CO INC 19 2,000 0.00%
33 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.