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RYDEX S&P CNSMR DISCRETIONARY
RYDEX S&P CNSMR DISCRETIONARY. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 32 Institutional holders with a total value of $38,127,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 80,091 7,074,000 18.55%
2 MORGAN STANLEY 56,921 5,027,000 13.18%
3 GOLDMAN SACHS GROUP INC 50,111 4,426,000 11.61%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,755 3,246,000 8.51%
5 UNITED CAPITAL FINANCIAL ADVISORS, LLC 30,545 2,698,000 7.08%
6 CITADEL ADVISORS LLC 25,163 2,222,000 5.83%
7 ProVise Management Group, LLC 20,890 1,845,000 4.84%
8 SignalPoint Asset Management, LLC 16,915 1,494,000 3.92%
9 UBS Group AG 16,315 1,441,000 3.78%
10 BANK OF AMERICA CORP /DE/ 16,320 1,441,000 3.78%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,829 1,046,000 2.74%
12 HighTower Advisors, LLC 11,348 1,006,000 2.64%
13 Freedom Investment Management, Inc. 10,126 894,000 2.34%
14 Friedenthal Financial 9,955 879,000 2.31%
15 RAYMOND JAMES & ASSOCIATES 8,374 740,000 1.94%
16 ENVESTNET ASSET MANAGEMENT INC 7,572 669,000 1.75%
17 LPL Financial LLC 6,293 560,000 1.47%
18 LifePlan Financial Group, Inc 3,120 276,000 0.72%
19 Sequoia Financial Advisors, LLC 3,085 272,000 0.71%
20 ROYAL BANK OF CANADA 2,548 225,000 0.59%
21 Liberty Capital Management, Inc. 2,125 191,000 0.50%
22 Creative Planning 1,707 151,000 0.40%
23 VALLEY NATIONAL ADVISERS INC 1,498 132,000 0.35%
24 Hartford Financial Management Inc. 890 79,000 0.21%
25 MSI Financial Services Inc 752 66,000 0.17%
26 FLOW TRADERS U.S. LLC 109 10,000 0.03%
27 CITIGROUP INC 58 5,000 0.01%
28 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 65 5,000 0.01%
29 IFP ADVISORS, INC 45 4,000 0.01%
30 NEXT Financial Group, Inc 31 3,000 0.01%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%
32 ASSETMARK, INC 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.