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RYDEX S&P CNSMR DISCRETIONARY
RYDEX S&P CNSMR DISCRETIONARY. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 35 Institutional holders with a total value of $96,262,383.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 240,601 22,048,000 22.90%
2 MORGAN STANLEY 139,547 12,788,000 13.28%
3 BBVA USA Bancshares, Inc. 114,283 10,473,000 10.88%
4 UNITED CAPITAL FINANCIAL ADVISORS, LLC 114,283 10,215,000 10.61%
5 RAYMOND JAMES & ASSOCIATES 103,527 9,487,000 9.86%
6 GOLDMAN SACHS GROUP INC 50,400 4,619,000 4.80%
7 VALICENTI ADVISORY SERVICES INC 44,735 4,099,000 4.26%
8 WELLS FARGO & COMPANY/MN 37,500 3,437,000 3.57%
9 UBS Group AG 35,774 3,278,000 3.41%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,802 2,364,000 2.46%
11 JANE STREET GROUP, LLC 24,936 2,285,000 2.37%
12 ProVise Management Group, LLC 21,333 1,955,000 2.03%
13 BANK OF AMERICA CORP /DE/ 20,806 1,907,000 1.98%
14 ROYAL BANK OF CANADA 12,222 1,120,000 1.16%
15 HighTower Advisors, LLC 11,429 1,047,000 1.09%
16 LPL Financial LLC 10,596 964,000 1.00%
17 Bison Wealth, LLC 9,095 833,000 0.87%
18 DAVENPORT & Co LLC 5,144 471,383 0.49%
19 Gateway Advisory, LLC 4,311 395,000 0.41%
20 GW HENSSLER & ASSOCIATES LTD 3,948 362,000 0.38%
21 First Allied Advisory Services, Inc. 3,857 357,000 0.37%
22 ENVESTNET ASSET MANAGEMENT INC 3,616 331,000 0.34%
23 STIFEL FINANCIAL CORP 3,186 292,000 0.30%
24 Legacy Private Trust Co. 3,067 281,000 0.29%
25 Liberty Capital Management, Inc. 2,275 208,000 0.22%
26 JPMORGAN CHASE & CO 2,199 202,000 0.21%
27 FIFTH THIRD BANCORP 1,308 120,000 0.12%
28 Tower Research Capital LLC (TRC) 886 81,000 0.08%
29 MSI Financial Services Inc 735 67,000 0.07%
30 CITIGROUP INC 639 58,000 0.06%
31 B. Riley Wealth Management, Inc. 575 52,000 0.05%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 541 50,000 0.05%
33 Creative Planning 155 14,000 0.01%
34 PRENTISS SMITH & CO INC 19 2,000 0.00%
35 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.