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RYDEX S&P CNSMR DISCRETIONARY
RYDEX S&P CNSMR DISCRETIONARY. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 38 Institutional holders with a total value of $67,029,114.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNITED CAPITAL FINANCIAL ADVISORS, LLC 156,179 13,158,000 19.63%
2 MORGAN STANLEY 127,892 10,775,000 16.08%
3 GOLDMAN SACHS GROUP INC 87,139 7,341,000 10.95%
4 WELLS FARGO & COMPANY/MN 64,674 5,448,000 8.13%
5 JANE STREET GROUP, LLC 64,243 5,412,000 8.07%
6 VALICENTI ADVISORY SERVICES INC 44,490 3,748,000 5.59%
7 UBS Group AG 34,173 2,879,000 4.30%
8 PRING TURNER CAPITAL GROUP INC 28,954 2,439,000 3.64%
9 RAYMOND JAMES & ASSOCIATES 26,090 2,198,000 3.28%
10 BANK OF AMERICA CORP /DE/ 24,951 2,103,000 3.14%
11 CITADEL ADVISORS LLC 23,263 1,960,000 2.92%
12 ROYAL BANK OF CANADA 15,721 1,324,000 1.98%
13 HighTower Advisors, LLC 14,697 1,245,000 1.86%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,758 1,243,000 1.85%
15 LPL Financial LLC 11,328 991,000 1.48%
16 Virtu KCG Holdings LLC 9,935 837,000 1.25%
17 LifePlan Financial Group, Inc 5,601 472,000 0.70%
18 DAVENPORT & Co LLC 5,307 447,114 0.67%
19 BB&T SECURITIES, LLC 4,640 390,000 0.58%
20 Gateway Advisory, LLC 4,311 363,000 0.54%
21 Concert Wealth Management Inc. 4,119 347,000 0.52%
22 STRINGER ASSET MANAGEMENT, LLC 3,824 322,000 0.48%
23 STIFEL FINANCIAL CORP 3,213 271,000 0.40%
24 Legacy Private Trust Co. 3,067 258,000 0.38%
25 Commonwealth Equity Services, Inc 2,873 242,000 0.36%
26 Advisory Services Network, LLC 2,802 236,000 0.35%
27 TWO SIGMA SECURITIES, LLC 2,697 227,000 0.34%
28 Hartford Financial Management Inc. 990 83,000 0.12%
29 Tower Research Capital LLC (TRC) 950 80,000 0.12%
30 MSI Financial Services Inc 840 71,000 0.11%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 544 47,000 0.07%
32 VALLEY NATIONAL ADVISERS INC 390 33,000 0.05%
33 Creative Planning 256 22,000 0.03%
34 DUBUQUE BANK & TRUST CO 170 14,000 0.02%
35 PRENTISS SMITH & CO INC 19 2,000 0.00%
36 NEXT Financial Group, Inc 15 1,000 0.00%
37 CITIGROUP INC 0 0 0.00%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.